Industry Experts. Collaborative Partners.
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Fact Sheet |
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ACU-Serve Fund V Headquarters - Akron, OH Date of Investment - October 2023 Sector - Business Services ACU-Serve empowers post-acute, home-based healthcare providers to gain complete visibility and full transparency into their financial health through the Company’s proprietary technology platform, team of dedicated professionals, and wealth of experience spanning decades. ACU-Serve takes a strategic partnership approach to help clients increase cash flow and maintain compliance with ever-changing regulations, enabling them to focus on delivering high-quality customer service. Through an end-to-end services and technology offering, ACU-Serve addresses healthcare provider needs throughout all aspects of the revenue cycle, complete with a services and analytics hub to provide real-time financial and operational insights. Company Website |
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ATTOM Data Solutions Fund IV Headquarters - Irvine, California Date of Investment - January 2019 Sector - FinTech ATTOM Data Solutions is a leading provider of national real estate data and analytics. Headquartered in Irvine, California, ATTOM provides property tax, deed, mortgage, foreclosure, environmental risk, natural hazard, and neighborhood data for more than 155 million U.S. residential and commercial properties covering 99 percent of the nation’s population. ATTOM licenses its data to companies in the real estate, mortgage, insurance, marketing, and adjacent industries. Company Website |
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Billhighway Fund V Headquarters - Troy, Michigan Date of Investment - October 2019 Sector - Payments Billhighway delivers integrated software and payments solutions to the non-profit sector. Headquartered in Troy, Michigan, Billhighway provides SaaS-based member management, accounting and transaction processing services to Greek Letter Organizations, Associations and Unions. Billhighway improves the members’ experience while automating back-office functions and enhancing cash flow for national headquarters and local chapters. Founded in 1999, the Company has been providing software to the non-profit sector for over 20 years. Company Website |
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CenterSquare Investment Management Fund IV Headquarters - Plymouth Meeting, Pennsylvania Date of Investment - January 2018 Sector - Asset Management CenterSquare is a leading global investment manager focused on actively managed public and private real estate strategies with approximately $12 billion in assets under management. Headquartered in suburban Philadelphia, CenterSquare manages investments for institutional investors and high net worth individuals throughout global markets and across public and private capital sectors. Company Website |
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Charles Taylor Fund V Headquarters - London, England Date of Investment - January 2020 Sector - Insurance Brokerage & Services Charles Taylor is a leading international provider of professional services and technology solutions to the global insurance market, providing loss adjusting, claims management, insurance management, and insurance technology. Founded in 1884 and based in London, Charles Taylor has approximately 4,000 employees spread across more than 30 countries in Europe, the Americas, Asia Pacific, the Middle East and Africa. Company Website |
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Definiti Fund V Headquarters - Houston, Texas Date of Investment - March 2023 Sector - Business Services Founded in 2015, Definiti is a third-party administrator (“TPA”) that provides workplace organizations with retirement plan expertise, actuarial consulting, pension outsourcing, and retirement compliance services. Definiti works with its financial advisor, recordkeeping and other referral partners to help workplace organizations deliver innovative retirement solutions to their employees. The Company has hundreds of experts across the country, all of whom help workplace organizations customizie, administer and comply with regulatory requirements associated with retirement plans. Company Website |
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Engage People Fund IV Headquarters - Toronto, Ontario Date of Investment - January 2017 Sector - FinTech Engage People is a market-leading technology and payment solutions provider creating a network of loyalty programs and redemption partners which enables loyalty customers to pay with points across e-commerce and traditional channels. Engage products include its proprietary SaaS-based platform for rewards program management, online and mobile redemption tools, and outsourced merchandise fulfillment. Engage’s blue-chip clients include some of the world’s largest financial institutions. Engage is headquartered in Toronto, Ontario and has employees across Canada, the US, and Italy. Company Website |
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Fortis Fund V Headquarters - Novi, Michigan Date of Investment - November 2019 Sector - Payments Fortis is a technology driven, integrated commerce business providing software developers and businesses with payment processing capabilities. Headquartered in Novi, Michigan, with additional offices in Florida, Texas and California, the Company offers a processor agnostic technology platform focused on integrating with point of sale, software and ERP providers in various industries throughout North America. The Company was founded in 2010. Company Website |
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Inside Real Estate Fund V Headquarters - Draper, Utah Date of Investment - September 2019 Sector - FinTech Inside Real Estate is a leading SaaS-based technology provider to the residential real estate brokerage industry. Headquartered in Draper, Utah, Inside Real Estate has developed the industry’s leading end-to-end software platform of integrated sales and marketing, transaction management, and back-office solutions. Inside Real Estate’s solutions power over 400,000 real estate agents and 5,000 teams/brokerages across the United States, enabling them to manage the entire home buying and selling process. Company Website |
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London & Capital Fund V Headquarters - London, England Date of Investment - March 2023 Sector - Wealth Management Established in 1986, London & Capital is a specialist wealth and asset manager working with private and institutional clients. Headquartered in London, the company supports its clients in developing financial strategies, investing with a focus on capital preservation and providing clear, concise global reporting. Many of London & Capital’s private clients are international, with finances, business interests, property, and family across multiple countries. The company is a recognized market leader in advising US connected persons. With offices in London, Barcelona and Barbados, London & Capital is one of the few UK based wealth and asset managers which is UK (FCA), US (SEC) and EU (CNMV) regulated. Company Website |
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LSQ Funding Fund IV Headquarters - Orlando, Florida Date of Investment - April 2015 Sector - Specialty Finance LSQ Funding is a leading technology-enabled provider of supply chain finance and invoice financing solutions to small and mid-sized enterprises across a range of industries and geographies within the United States. Founded in 1996, LSQ Funding is headquartered in Orlando, FL. Company Website |
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Matthews International Capital Management Fund III Headquarters - San Francisco, California Date of Investment - January 2011 Sector - Asset Management Matthews is an investment manager with an established mutual fund and ETF platform focused on investing in securities across Asia and emerging markets. Headquartered in San Francisco, Matthews has a track record of 30 years and is the largest dedicated Asia investment specialist in the United States. Matthews employs a fundamental investment philosophy with a focus on long-term investment performance. Company Website |
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Net At Work Fund V Headquarters - New York, New York Date of Investment - September 2023 Sector - Business Services Net At Work is a managed IT services provider with expertise in managing mission critical software applications, IT services, and cloud hosting requirements for small to medium businesses across a diverse set of industries. The Company provides a range of IT solutions across five main categories: ERP / Accounting, CRM / Marketing, HR Solutions, IT Managed Services and Cloud Services. Company Website |
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oneZero Financial Fund V Headquarters - Cambridge, Massachusetts Date of Investment - June 2019 Sector - FinTech oneZero is a leading foreign exchange software platform providing middle-office and risk management solutions to banks, brokers and non-bank market makers. oneZero’s platform provides its clients with connections to liquidity providers, and offers trade monitoring, risk management, regulatory reporting, and platform / hosting services. The company executes millions of transactions and over $240 billion of transaction volume per day. Headquartered in Cambridge, MA, oneZero has offices in London, New York, Europe, Australia and Singapore. Company Website |
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Pathstone Fund V Headquarters - Englewood, New Jersey Date of Investment - December 2019 Sector - Wealth Management Founded in 2010, Pathstone provides integrated and customized family office, wealth and investment services to multi-generational families, single family offices, high net worth individuals and institutions, such as charities and foundations, via a technology-enabled open architecture investment platform. Headquartered just outside New York City with 19 locations nationwide, Pathstone has over 450 employees serving more than 1,000 clients with over $97 billion of assets under advisement. Company Website |
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S&S Healthcare Fund VI Headquarters - Cincinnati, Ohio Date of Investment - October 2023 Sector - Business Services S&S Health is a leading provider of administration and technology solutions for health plans for small and mid-sized businesses. Founded in 1994, S&S partners with brokers, program managers, carriers, and other third-party administrators to offer comprehensive healthcare services and coverage to employers and their employees. In addition to benefit plan administration, the Company provides employers with provider network access and a marketplace of solutions for wellness and cost containment strategies. Company Website |
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SRS Acquiom Fund IV Headquarters - Denver, Colorado Date of Investment - November 2018 Sector - Business Services SRS Acquiom is a provider of technology-enabled solutions to facilitate private market M&A transactions through a comprehensive platform of services, including shareholder representation, payment agency, foreign exchange, escrow administration, loan agency, and shareholder solicitation enabling corporate acquirers, private equity firms and venture capital firms to navigate the complex M&A deal execution process more efficiently. Through December 2023, SRS Acquiom has managed over 7,900 deals with aggregate deal value of over $800 billion, represented over 480,000 shareholders in over 140 countries, and facilitated more than $770 billion in payments. SRS Acquiom is headquartered in Denver, Colorado, with presence across the United States and Israel. Company Website |
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STP Investment Services Fund V Headquarters - West Chester, Pennsylvania Date of Investment - March 2022 Sector - Business Services STP Investment Services is a provider of technology-enabled outsourcing solutions serving the investment product value chain. Founded in 2008 and headquartered in West Chester, PA, STP provides services to a broad array of firms, including traditional and alternative investment managers, funds, family offices, wealth managers, and plan sponsors. The company delivers a range of front, middle and back-office services to over 200 clients representing over $300 billion in AUM, leveraging its proprietary BluePrint technology platform. Company Website |
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The Trio Solution Fund IV Headquarters - Charlotte, North Carolina Date of Investment - April 2017 Sector - Specialty Finance For over 20 years, The Trio Solution has provided a turnkey platform connecting medical providers, law firms, and patients seeking care. Trio’s provider solutions range from medical lien funding to revenue cycle management, helping healthcare providers manage their cash flow and working capital during the provision of care to patients in need. For law firms, Trio offers case management and healthcare network access, enabling attorneys to assist their clients in obtaining care and personal financial assistance, including pre-settlement advances. Company Website |
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TortoiseEcofin Fund IV Headquarters - Leawood, Kansas Date of Investment - January 2018 Sector - Asset Management TortoiseEcofin is a leading asset management firm that provides investors with access to real assets investments across energy, social, and sustainable infrastructure. As of November 30, 2023, TortoiseEcofin had approximately $9.0 billion of assets under management. Company Website |
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Warner Pacific Insurance Services Fund V Headquarters - Westlake Village, California Date of Investment - December, 2021 Sector - Insurance Brokerage & Services Founded in 1982, Warner Pacific provides sales assistance, back-office support and a full suite of benefit products and tech-enabled services to insurance agents, principally focused on the small group, large group, and Medicare health insurance markets. With over $4 Billion of in-force premium, servicing more than 70,000 employers, Warner Pacific is a top-producing General Agency for many of the nation’s largest insurance carriers. Company Website |
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Xactus Fund V Headquarters - Broomall, PA Date of Investment - March, 2021 Sector - Business Services Xactus is the leading verification innovator for the mortgage industry. The company has over 6,500 clients ranging from the largest bank and non-bank mortgage originators to credit unions and mortgage brokers. With 12 operation centers across the U.S., Xactus works closely with its clients to digitally integrate a 360° approach to verification across their workflows. Company Website |
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361 Capital Fund III Date of Investment - June 2014 Date of Exit - April 2021 Sector - Asset Management 361 Capital, now a division of Hamilton Lane, is an asset manager and distributor specializing in retail liquid alternative investment vehicles. Company Website |
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ALPS Holdings Fund II Date of Investment - September 2005 Date of Exit - October 2011 Sector - Business Services ALPS, now part of SS&C Technologies, is a provider of outsourced back-office administrative and distribution services to the investment management industry. The company provides a comprehensive suite of asset servicing, asset management, and asset gathering solutions to families of mutual funds, exchange-traded funds (“ETFs”), closed-end funds (“CEFs”), and other investment products. Company Website |
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AssetMark Investment Services Fund I Date of Investment - September 2000 Date of Exit - October 2006 Sector - Wealth Management AssetMark is an industry-leading provider of asset management products and consulting services to fee-based financial advisors and broker-dealers across the United States. Company Website |
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Atlantic Asset Management Fund I Date of Investment - June 2003 Date of Exit - November 2011 Sector - Asset Management Atlantic Asset Management was a registered investment advisor, managing assets in a variety of core and specialized fixed income strategies for a diverse U.S. institutional client base, including public and private pension funds, labor unions, foundations, endowments, and corporations. |
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Berkeley Capital Management Fund I Date of Investment - May 2003 Date of Exit - May 2009 Sector - Asset Management Berkeley Capital Management was a registered investment advisor managing assets for both institutional and individual investors. |
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Centurion Capital Group Fund I Date of Investment - December 2000 Date of Exit - December 2001 Sector - Wealth Management Centurion Capital Group was a wholesaler of mutual fund based wrap services to commission-based brokers within the financial planning sector through a group of related and integrated companies. |
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ClariVest Asset Management Fund II Date of Investment - March 2006 Date of Exit - December 2012 Sector - Asset Management ClariVest Asset Management is a quantitative investment management firm that blends bottom-up stock selection, macro economic criteria, and a robust portfolio construction methodology to manage US, international and global equity portfolios across the market capitalization spectrum. Company Website |
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Commercial Credit Group Fund III Date of Investment - May 2012 Date of Exit - February 2019 Sector - Specialty Finance Commercial Credit Group is an independent specialty finance company that provides secured loans and leases for commercial and industrial equipment to small and mid-sized businesses. Company Website |
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Currency Capital Fund IV Date of Investment - January 2017 Date of Exit - January 2021 Sector - Specialty Finance Currency is a technology‐oriented originator of small‐ticket leases and loans for small/mid‐sized businesses through their CurrencyPay, CurrencyFinance and CurrencyAir platforms. Company Website |
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Dahlman Rose & Company Fund III Date of Investment - September 2010 Date of Exit - March 2013 Sector - Capital Markets Dahlman Rose, now part of Cowen Inc., is a provider of institutional sales and trading, equity research, mergers and acquisitions advice, and underwriting services focused on industries that compose the global supply chain for natural resources, including transportation, energy, and metals and mining. Company Website |
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Deep Pool Financial Solutions Fund V Date of Investment - April 2021 Date of Exit - December 2023 Sector - FinTech Deep Pool Financial Solutions offers investor servicing software solutions for alternative and traditional asset classes, streamlining transfer agency and investor recordkeeping, investor onboarding, AML and KYC screening, fee calculations, waterfall calculations, reporting and document management. The company is headquartered in Dublin, Ireland with offices across Ireland, Cayman Islands, Slovakia, and New Jersey. Company Website |
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Duff & Phelps Corporation Fund I/II Date of Investment - March 2004 (Fund I) / September 2005 (Fund II) IPO Date - October 2007 Sector - Business Services Duff & Phelps is a leading global financial advisory and investment banking firm providing expertise in the areas of valuation, transactions, financial restructuring, alternative assets, disputes and taxation. Company Website |
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First Allied Holdings Fund III Date of Investment - November 2011 Date of Exit - September 2013 Sector - Wealth Management First Allied, now a division of Cetera, is a full-service, independent broker/dealer providing investment products, training, and support to independent financial advisors. Company Website |
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Foreside Financial Group Fund IV Date of Investment - May 2017 Date of Exit - September 2021 Sector - Business Services Foreside delivers comprehensive advice, outsourced services and best-in-class technology solutions for regulatory compliance to clients in the global asset and wealth management industries. The Company works with pooled investment products, investment advisors, broker-dealers, global asset managers and other financial institutions. Company Website |
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H.D. Vest Financial Services Fund III Date of Investment - October 2011 Date of Exit - December 2015 Sector - Wealth Management H.D. Vest, now Avantax, is an independent broker/dealer providing tax professionals with the products, training, and support to deliver independent financial solutions to retail investors. The Company is one of the largest independent broker/dealers in the United States. Company Website |
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J.S. Held Holdings Fund IV Date of Investment - March 2015 Date of Exit - July 2019 Sector - Insurance Brokerage & Services J.S. Held is a specialty advisory firm providing property loss consulting, dispute resolution, and construction and development services to insurance carriers, independent claims adjustors, and other clients. J.S. Held professionals have served as consultants, expert witnesses, and arbitration panelists on many of the largest and most complex property insurance claims, construction projects and disputes. Company Website |
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Kanaly Trust Fund III Date of Investment - December 2012 Date of Exit - October 2019 Sector - Wealth Management Kanaly Trust, now part of Mercer Advisors, is a provider of comprehensive wealth management and trust services to families, individuals, and estates throughout the United States. Company Website |
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Keane Holdings Fund III Date of Investment - February 2014 Date of Exit - December 2020 Sector - Business Services Keane, now part of Sovos Compliance, is a provider of comprehensive outsourced unclaimed property solutions. Company Website |
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Leerink Partners Fund II Date of Investment - September 2007 Date of Exit - April 2013 Sector - Capital Markets Leerink Swann, now SVBLeerink, is a research-driven, full-service investment bank, focused on the life sciences market, offering institutional sales and trading, equity research, and corporate finance services to institutional, life sciences, and corporate clients. Company Website |
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Lincoln Investment Planning Fund III Date of Investment - August 2015 Date of Exit - October 2020 Sector - Wealth Management Lincoln Investment is a full-service independent broker-dealer providing investment, wealth and retirement planning services nationwide through a national network of financial advisors. Clients include corporations, school districts, universities, hospitals, other non-profits and high net worth individuals. Company Website |
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Mercer Advisors Fund II/III Date of Investment - May 2008 (Fund II) / August 2016 (Fund III/Merger of Kanaly Trust and Mercer Advisors) Date of Exit - May 2015 (Fund II) / October 2019 (Fund III) Sector - Wealth Management Mercer Advisors provides comprehensive wealth management services which include financial planning, investment management, retirement plan services, tax planning & preparation, and estate planning for individuals throughout the United States. Company Website |
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National Auto Care Fund IV Date of Investment - July 2018 Date of Exit - January 2023 Sector - Insurance Brokerage & Services Founded in 1984 and based in Ponte Vedra Beach, Florida, National Auto Care (NAC) is a leading distributor and administrator of finance and insurance products to auto, powersport and RV dealerships, credit unions and numerous other financial institutions. NAC is known for its innovative approach to creating best-in-class warranty products covering vehicle service, guaranteed asset protection, and ancillary coverage contracts. Company Website |
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PlanMember Financial Corporation Fund II Date of Investment - November 2006 Date of Exit - February 2013 Sector - Wealth Management PlanMember Financial markets, administers, and manages retirement plan investment products and services for individuals, employers, and institutional alliance partners. Company Website |
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PowellJohnson Fund I Date of Investment - June 2003 Date of Exit - October 2004 Sector - Wealth Management PowellJohnson was a fee-based retail brokerage firm focused on serving high net worth individuals offering a full suite of investment, retirement, and wealth planning solutions to their affluent clients. |
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Seaside National Bank & Trust Fund II Date of Investment - November 2009 Date of Exit - July 2020 Sector - Banks Seaside provides private banking, commercial lending, and wealth management services to clients in affluent markets across the state of Florida. Company Website |
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Stein Roe Investment Counsel Fund I Date of Investment - December 2000 Date of Exit - March 2004 Sector - Wealth Management Stein Roe Investment Counsel is a provider of investment management services through a centralized institutional investment process on a tax-sensitive basis for high-net-worth individuals, institutions, endowments and foundations. |
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Trea Asset Management Fund IV Date of Investment - February 2017 Date of Exit - March 2024 Sector - Asset Management Founded in 2006 and with offices in Barcelona and Madrid, Trea manages traditional mutual funds across equities, fixed income, balanced, and fund of funds primarily sold through exclusive distribution partnerships with its bank partners and directly through its own branded funds. Trea also offers direct lending credit funds via Trea Direct Lending. As of September 30, 2021, the company had approximately €6 billion of assets under management. Company Website |
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TriState Capital Holdings Fund III Date of Investment - August 2012 IPO Date - May 2013 Sector - Banks TriState is a full service commercial and private bank that serves middle market businesses in Pennsylvania, Ohio, New Jersey, and New York, and high-net-worth individuals on a nationwide basis. Company Website |
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UNX Fund I Date of Investment - August 2001 Date of Exit - June 2012 Sector - Capital Markets UNX is an electronic trading firm serving institutional investors. At the time of LMP's investment, the Company’s mission was to enhance trading performance and productivity by providing sophisticated, efficient electronic trading solutions for US equities. The core of UNX’s technology was its direct connections to major electronic communication networks (“ECNs”), listed exchanges, and market makers. |
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Worldwide Facilities Fund IV Date of Investment - July 2015 Date of Exit - September 2019 Sector - Insurance Brokerage & Services Founded in 1970 and based in Los Angeles, Worldwide is one of the largest national wholesale insurance brokerage, managing general agent and program underwriters in the U.S., and has dedicated teams of product line specialists across each of its business units. Company Website |
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ACU-Serve Fund V Headquarters - Akron, OH Date of Investment - October 2023 ACU-Serve empowers post-acute, home-based healthcare providers to gain complete visibility and full transparency into their financial health through the Company’s proprietary technology platform, team of dedicated professionals, and wealth of experience spanning decades. ACU-Serve takes a strategic partnership approach to help clients increase cash flow and maintain compliance with ever-changing regulations, enabling them to focus on delivering high-quality customer service. Through an end-to-end services and technology offering, ACU-Serve addresses healthcare provider needs throughout all aspects of the revenue cycle, complete with a services and analytics hub to provide real-time financial and operational insights. https://www.acuservecorp.com/ |
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ATTOM Data Solutions Fund IV Headquarters - Irvine, California Date of Investment - January 2019 ATTOM Data Solutions is a leading provider of national real estate data and analytics. Headquartered in Irvine, California, ATTOM provides property tax, deed, mortgage, foreclosure, environmental risk, natural hazard, and neighborhood data for more than 155 million U.S. residential and commercial properties covering 99 percent of the nation’s population. ATTOM licenses its data to companies in the real estate, mortgage, insurance, marketing, and adjacent industries. https://www.attomdata.com/ |
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Billhighway Fund V Headquarters - Troy, Michigan Date of Investment - October 2019 Billhighway delivers integrated software and payments solutions to the non-profit sector. Headquartered in Troy, Michigan, Billhighway provides SaaS-based member management, accounting and transaction processing services to Greek Letter Organizations, Associations and Unions. Billhighway improves the members’ experience while automating back-office functions and enhancing cash flow for national headquarters and local chapters. Founded in 1999, the Company has been providing software to the non-profit sector for over 20 years. https://www.billhighway.co/ |
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CenterSquare Investment Management Fund IV Headquarters - Plymouth Meeting, Pennsylvania Date of Investment - January 2018 CenterSquare is a leading global investment manager focused on actively managed public and private real estate strategies with approximately $12 billion in assets under management. Headquartered in suburban Philadelphia, CenterSquare manages investments for institutional investors and high net worth individuals throughout global markets and across public and private capital sectors. https://www.centersquare.com |
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Charles Taylor Fund V Headquarters - London, England Date of Investment - January 2020 Charles Taylor is a leading international provider of professional services and technology solutions to the global insurance market, providing loss adjusting, claims management, insurance management, and insurance technology. Founded in 1884 and based in London, Charles Taylor has approximately 4,000 employees spread across more than 30 countries in Europe, the Americas, Asia Pacific, the Middle East and Africa. http://www.charlestaylor.com/ |
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Definiti Fund V Headquarters - Houston, Texas Date of Investment - March 2023 Founded in 2015, Definiti is a third-party administrator (“TPA”) that provides workplace organizations with retirement plan expertise, actuarial consulting, pension outsourcing, and retirement compliance services. Definiti works with its financial advisor, recordkeeping and other referral partners to help workplace organizations deliver innovative retirement solutions to their employees. The Company has hundreds of experts across the country, all of whom help workplace organizations customizie, administer and comply with regulatory requirements associated with retirement plans. https://definiti.com/ |
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Engage People Fund IV Headquarters - Toronto, Ontario Date of Investment - January 2017 Engage People is a market-leading technology and payment solutions provider creating a network of loyalty programs and redemption partners which enables loyalty customers to pay with points across e-commerce and traditional channels. Engage products include its proprietary SaaS-based platform for rewards program management, online and mobile redemption tools, and outsourced merchandise fulfillment. Engage’s blue-chip clients include some of the world’s largest financial institutions. Engage is headquartered in Toronto, Ontario and has employees across Canada, the US, and Italy. http://www.engagepeople.com/ |
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Fortis Fund V Headquarters - Novi, Michigan Date of Investment - November 2019 Fortis is a technology driven, integrated commerce business providing software developers and businesses with payment processing capabilities. Headquartered in Novi, Michigan, with additional offices in Florida, Texas and California, the Company offers a processor agnostic technology platform focused on integrating with point of sale, software and ERP providers in various industries throughout North America. The Company was founded in 2010. https://www.fortispayments.com/ |
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Inside Real Estate Fund V Headquarters - Draper, Utah Date of Investment - September 2019 Inside Real Estate is a leading SaaS-based technology provider to the residential real estate brokerage industry. Headquartered in Draper, Utah, Inside Real Estate has developed the industry’s leading end-to-end software platform of integrated sales and marketing, transaction management, and back-office solutions. Inside Real Estate’s solutions power over 400,000 real estate agents and 5,000 teams/brokerages across the United States, enabling them to manage the entire home buying and selling process. https://insiderealestate.com/ |
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London & Capital Fund V Headquarters - London, England Date of Investment - March 2023 Established in 1986, London & Capital is a specialist wealth and asset manager working with private and institutional clients. Headquartered in London, the company supports its clients in developing financial strategies, investing with a focus on capital preservation and providing clear, concise global reporting. Many of London & Capital’s private clients are international, with finances, business interests, property, and family across multiple countries. The company is a recognized market leader in advising US connected persons. With offices in London, Barcelona and Barbados, London & Capital is one of the few UK based wealth and asset managers which is UK (FCA), US (SEC) and EU (CNMV) regulated. https://www.londonandcapital.com/ |
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LSQ Funding Fund IV Headquarters - Orlando, Florida Date of Investment - April 2015 LSQ Funding is a leading technology-enabled provider of supply chain finance and invoice financing solutions to small and mid-sized enterprises across a range of industries and geographies within the United States. Founded in 1996, LSQ Funding is headquartered in Orlando, FL. https://www.lsq.com/ |
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Matthews International Capital Management Fund III Headquarters - San Francisco, California Date of Investment - January 2011 Matthews is an investment manager with an established mutual fund and ETF platform focused on investing in securities across Asia and emerging markets. Headquartered in San Francisco, Matthews has a track record of 30 years and is the largest dedicated Asia investment specialist in the United States. Matthews employs a fundamental investment philosophy with a focus on long-term investment performance. http://matthewsasia.com |
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Net At Work Fund V Headquarters - New York, New York Date of Investment - September 2023 Net At Work is a managed IT services provider with expertise in managing mission critical software applications, IT services, and cloud hosting requirements for small to medium businesses across a diverse set of industries. The Company provides a range of IT solutions across five main categories: ERP / Accounting, CRM / Marketing, HR Solutions, IT Managed Services and Cloud Services. https://www.netatwork.com/ |
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oneZero Financial Fund V Headquarters - Cambridge, Massachusetts Date of Investment - June 2019 oneZero is a leading foreign exchange software platform providing middle-office and risk management solutions to banks, brokers and non-bank market makers. oneZero’s platform provides its clients with connections to liquidity providers, and offers trade monitoring, risk management, regulatory reporting, and platform / hosting services. The company executes millions of transactions and over $240 billion of transaction volume per day. Headquartered in Cambridge, MA, oneZero has offices in London, New York, Europe, Australia and Singapore. http://www.onezero.com |
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Pathstone Fund V Headquarters - Englewood, New Jersey Date of Investment - December 2019 Founded in 2010, Pathstone provides integrated and customized family office, wealth and investment services to multi-generational families, single family offices, high net worth individuals and institutions, such as charities and foundations, via a technology-enabled open architecture investment platform. Headquartered just outside New York City with 19 locations nationwide, Pathstone has over 450 employees serving more than 1,000 clients with over $97 billion of assets under advisement. https://www.pathstone.com/ |
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S&S Healthcare Fund VI Headquarters - Cincinnati, Ohio Date of Investment - October 2023 S&S Health is a leading provider of administration and technology solutions for health plans for small and mid-sized businesses. Founded in 1994, S&S partners with brokers, program managers, carriers, and other third-party administrators to offer comprehensive healthcare services and coverage to employers and their employees. In addition to benefit plan administration, the Company provides employers with provider network access and a marketplace of solutions for wellness and cost containment strategies. http://www.ss-healthcare.com/ |
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SRS Acquiom Fund IV Headquarters - Denver, Colorado Date of Investment - November 2018 SRS Acquiom is a provider of technology-enabled solutions to facilitate private market M&A transactions through a comprehensive platform of services, including shareholder representation, payment agency, foreign exchange, escrow administration, loan agency, and shareholder solicitation enabling corporate acquirers, private equity firms and venture capital firms to navigate the complex M&A deal execution process more efficiently. Through December 2023, SRS Acquiom has managed over 7,900 deals with aggregate deal value of over $800 billion, represented over 480,000 shareholders in over 140 countries, and facilitated more than $770 billion in payments. SRS Acquiom is headquartered in Denver, Colorado, with presence across the United States and Israel. http://www.srsacquiom.com |
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STP Investment Services Fund V Headquarters - West Chester, Pennsylvania Date of Investment - March 2022 STP Investment Services is a provider of technology-enabled outsourcing solutions serving the investment product value chain. Founded in 2008 and headquartered in West Chester, PA, STP provides services to a broad array of firms, including traditional and alternative investment managers, funds, family offices, wealth managers, and plan sponsors. The company delivers a range of front, middle and back-office services to over 200 clients representing over $300 billion in AUM, leveraging its proprietary BluePrint technology platform. https://stpis.com/ |
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The Trio Solution Fund IV Headquarters - Charlotte, North Carolina Date of Investment - April 2017 For over 20 years, The Trio Solution has provided a turnkey platform connecting medical providers, law firms, and patients seeking care. Trio’s provider solutions range from medical lien funding to revenue cycle management, helping healthcare providers manage their cash flow and working capital during the provision of care to patients in need. For law firms, Trio offers case management and healthcare network access, enabling attorneys to assist their clients in obtaining care and personal financial assistance, including pre-settlement advances. https://thetriosolution.com/ |
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TortoiseEcofin Fund IV Headquarters - Leawood, Kansas Date of Investment - January 2018 TortoiseEcofin is a leading asset management firm that provides investors with access to real assets investments across energy, social, and sustainable infrastructure. As of November 30, 2023, TortoiseEcofin had approximately $9.0 billion of assets under management. https://tortoiseecofin.com/ |
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Warner Pacific Insurance Services Fund V Headquarters - Westlake Village, California Date of Investment - December, 2021 Founded in 1982, Warner Pacific provides sales assistance, back-office support and a full suite of benefit products and tech-enabled services to insurance agents, principally focused on the small group, large group, and Medicare health insurance markets. With over $4 Billion of in-force premium, servicing more than 70,000 employers, Warner Pacific is a top-producing General Agency for many of the nation’s largest insurance carriers. https://www.warnerpacific.com/ |
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Xactus Fund V Headquarters - Broomall, PA Date of Investment - March, 2021 Xactus is the leading verification innovator for the mortgage industry. The company has over 6,500 clients ranging from the largest bank and non-bank mortgage originators to credit unions and mortgage brokers. With 12 operation centers across the U.S., Xactus works closely with its clients to digitally integrate a 360° approach to verification across their workflows. https://xactus.com/ |
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361 Capital Fund III Headquarters - Denver, Colorado Date of Investment - June 2014 361 Capital, now a division of Hamilton Lane, is an asset manager and distributor specializing in retail liquid alternative investment vehicles. http://www.361capital.com/ |
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ALPS Holdings Fund II Headquarters - Denver, CO Date of Investment - September 2005 ALPS, now part of SS&C Technologies, is a provider of outsourced back-office administrative and distribution services to the investment management industry. The company provides a comprehensive suite of asset servicing, asset management, and asset gathering solutions to families of mutual funds, exchange-traded funds (“ETFs”), closed-end funds (“CEFs”), and other investment products. https://www.ssctech.com/ |
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AssetMark Investment Services Fund I Headquarters - Pleasant Hill, CA Date of Investment - September 2000 AssetMark is an industry-leading provider of asset management products and consulting services to fee-based financial advisors and broker-dealers across the United States. https://www.assetmark.com/ |
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Atlantic Asset Management Fund I Headquarters - Stamford, CT Date of Investment - June 2003 |
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ClariVest Asset Management Fund II Headquarters - San Diego, CA Date of Investment - March 2006 ClariVest Asset Management is a quantitative investment management firm that blends bottom-up stock selection, macro economic criteria, and a robust portfolio construction methodology to manage US, international and global equity portfolios across the market capitalization spectrum. https://www.clarivest.com/clarivest-institutional-site-terms-acceptance-page?url=/ |
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Commercial Credit Group Fund III Headquarters - Charlotte, North Carolina Date of Investment - May 2012 Commercial Credit Group is an independent specialty finance company that provides secured loans and leases for commercial and industrial equipment to small and mid-sized businesses. http://www.commercialcreditgroup.com/ |
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Currency Capital Fund IV Headquarters - Los Angeles, California Date of Investment - January 2017 Currency is a technology‐oriented originator of small‐ticket leases and loans for small/mid‐sized businesses through their CurrencyPay, CurrencyFinance and CurrencyAir platforms. https://www.gocurrency.com/ |
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Dahlman Rose & Company Fund III Headquarters - New York, NY Date of Investment - September 2010 Dahlman Rose, now part of Cowen Inc., is a provider of institutional sales and trading, equity research, mergers and acquisitions advice, and underwriting services focused on industries that compose the global supply chain for natural resources, including transportation, energy, and metals and mining. https://www.cowen.com/ |
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Deep Pool Financial Solutions Fund V Headquarters - Dublin, Ireland Date of Investment - April 2021 Deep Pool Financial Solutions offers investor servicing software solutions for alternative and traditional asset classes, streamlining transfer agency and investor recordkeeping, investor onboarding, AML and KYC screening, fee calculations, waterfall calculations, reporting and document management. The company is headquartered in Dublin, Ireland with offices across Ireland, Cayman Islands, Slovakia, and New Jersey. https://www.deep-pool.com/ |
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Duff & Phelps Corporation Fund I Headquarters - New York, NY Date of Investment - March 2004 (Fund I) / September 2005 (Fund II) Duff & Phelps is a leading global financial advisory and investment banking firm providing expertise in the areas of valuation, transactions, financial restructuring, alternative assets, disputes and taxation. https://www.duffandphelps.com/ |
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First Allied Holdings Fund III Headquarters - San Diego, CA Date of Investment - November 2011 First Allied, now a division of Cetera, is a full-service, independent broker/dealer providing investment products, training, and support to independent financial advisors. https://www.firstallied.com/ |
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Foreside Financial Group Fund IV Headquarters - Portland, Maine Date of Investment - May 2017 Foreside delivers comprehensive advice, outsourced services and best-in-class technology solutions for regulatory compliance to clients in the global asset and wealth management industries. The Company works with pooled investment products, investment advisors, broker-dealers, global asset managers and other financial institutions. http://www.foreside.com/ |
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H.D. Vest Financial Services Fund III Headquarters - Irving, TX Date of Investment - October 2011 H.D. Vest, now Avantax, is an independent broker/dealer providing tax professionals with the products, training, and support to deliver independent financial solutions to retail investors. The Company is one of the largest independent broker/dealers in the United States. https://www.avantax.com/ |
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J.S. Held Holdings Fund IV Headquarters - Jericho, New York Date of Investment - March 2015 J.S. Held is a specialty advisory firm providing property loss consulting, dispute resolution, and construction and development services to insurance carriers, independent claims adjustors, and other clients. J.S. Held professionals have served as consultants, expert witnesses, and arbitration panelists on many of the largest and most complex property insurance claims, construction projects and disputes. http://jsheld.com/ |
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Kanaly Trust Fund III Headquarters - Houston, TX Date of Investment - December 2012 Kanaly Trust, now part of Mercer Advisors, is a provider of comprehensive wealth management and trust services to families, individuals, and estates throughout the United States. https://www.merceradvisors.com/ |
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Keane Holdings Fund III Headquarters - King of Prussia, Pennsylvania Date of Investment - February 2014 Keane, now part of Sovos Compliance, is a provider of comprehensive outsourced unclaimed property solutions. https://sovos.com/trr/products/unclaimed-property-reporting/ |
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Leerink Partners Fund II Headquarters - Boston, MA Date of Investment - September 2007 Leerink Swann, now SVBLeerink, is a research-driven, full-service investment bank, focused on the life sciences market, offering institutional sales and trading, equity research, and corporate finance services to institutional, life sciences, and corporate clients. https://www.svbleerink.com/ |
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Lincoln Investment Planning Fund III Headquarters - Wyncote, Pennsylvania Date of Investment - August 2015 Lincoln Investment is a full-service independent broker-dealer providing investment, wealth and retirement planning services nationwide through a national network of financial advisors. Clients include corporations, school districts, universities, hospitals, other non-profits and high net worth individuals. http://www.lincolninvestment.com/ |
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Mercer Advisors Fund II Headquarters - Denver, Colorado Date of Investment - May 2008 (Fund II) / August 2016 (Fund III/Merger of Kanaly Trust and Mercer Advisors) Mercer Advisors provides comprehensive wealth management services which include financial planning, investment management, retirement plan services, tax planning & preparation, and estate planning for individuals throughout the United States. http://www.merceradvisors.com/ |
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National Auto Care Fund IV Headquarters - Ponte Vedra Beach, Florida Date of Investment - July 2018 Founded in 1984 and based in Ponte Vedra Beach, Florida, National Auto Care (NAC) is a leading distributor and administrator of finance and insurance products to auto, powersport and RV dealerships, credit unions and numerous other financial institutions. NAC is known for its innovative approach to creating best-in-class warranty products covering vehicle service, guaranteed asset protection, and ancillary coverage contracts. https://nationalautocare.com/ |
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PlanMember Financial Corporation Fund II Headquarters - Carpinteria, CA Date of Investment - November 2006 PlanMember Financial markets, administers, and manages retirement plan investment products and services for individuals, employers, and institutional alliance partners. https://www.planmember.com/financial/ |
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Seaside National Bank & Trust Fund II Headquarters - Orlando, Florida Date of Investment - November 2009 Seaside provides private banking, commercial lending, and wealth management services to clients in affluent markets across the state of Florida. http://www.seasidebank.com/ |
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Stein Roe Investment Counsel Fund I Headquarters - Chicago, IL Date of Investment - December 2000 |
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Trea Asset Management Fund IV Headquarters - Madrid, Spain Date of Investment - February 2017 Founded in 2006 and with offices in Barcelona and Madrid, Trea manages traditional mutual funds across equities, fixed income, balanced, and fund of funds primarily sold through exclusive distribution partnerships with its bank partners and directly through its own branded funds. Trea also offers direct lending credit funds via Trea Direct Lending. As of September 30, 2021, the company had approximately €6 billion of assets under management. http://www.treaam.com/en/ |
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TriState Capital Holdings Fund III Headquarters - Pittsburgh, Pennsylvania Date of Investment - August 2012 TriState is a full service commercial and private bank that serves middle market businesses in Pennsylvania, Ohio, New Jersey, and New York, and high-net-worth individuals on a nationwide basis. http://www.tristatecapitalbank.com/ |
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Worldwide Facilities Fund IV Headquarters - Los Angeles, California Date of Investment - July 2015 Founded in 1970 and based in Los Angeles, Worldwide is one of the largest national wholesale insurance brokerage, managing general agent and program underwriters in the U.S., and has dedicated teams of product line specialists across each of its business units. http://www.wwfi.com/ |
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Disclaimer
Terms and Conditions
THE INFORMATION PROVIDED BY LOVELL MINNICK PARTNERS ON THIS SITE IS SUBJECT TO CERTAIN TERMS AND CONDITIONS.
Thank you for visiting Lovell Minnick Partners’ website (the “Website”). By entering and using the Website, you acknowledge and agree to all of the terms and conditions stated herein (“Terms and Conditions”). Lovell Minnick Partners (“LMP”) reserves the right to revise these Terms and Conditions at any time and for any reason, without notice or obligation. Changes will be effective when posted. Your continued use of this Website following any revisions to these Terms and Conditions will mean that you accept and agree to abide by the Terms and Conditions as modified. If you do not agree with any of the terms and conditions contained herein, please do not access or otherwise use the Website. LMP recommends that you periodically revisit this page to review these Terms and Conditions.
Use of Website
This Website is intended to be solely for the purpose of evaluating a potential or existing business relationship with LMP, employment recruiting, and general informational purposes. You agree not to construe any of the content, information, or other materials (including any data, text, images, video or audio) (collectively, the “Content”) contained on or made available through this Website to be, investment, accounting, financial, tax, legal or any other advice. LMP does not solicit or make its services available to the general public. Under no circumstances should any Content on this Website be used or considered as an offer to sell or buy or a solicitation of an offer to sell or buy any security or services of LMP or any other issuer. Offers can only be made where lawful under, and in compliance with, applicable law. Although this Website may include investment-related information, nothing on this Website is a recommendation that you purchase, sell or hold any security or other investment, or that you pursue any investment style or strategy. Furthermore, any transactions listed on this Website are included as representative transactions and are not necessarily reflective of overall performance. LMP makes no representations that transactions, products or services discussed on the Website are available or appropriate for sale or use in all jurisdictions or by all investors. In the United States, LMP operates as an SEC-registered investment adviser.
Loss of Use
In addition to all rights and remedies available to LMP under applicable law, LMP reserves the right, in its sole discretion, to immediately, at any time without notice, suspend or terminate your ability to access or use the Website. LMP reserves the right to withdraw or amend the Website and any Content, in its sole discretion, without notice. LMP shall not be liable if, for any reason, all or any part of the Website or any Content is unavailable at any time or for any period.
Restricted Use of Website Materials
LMP grants you a limited right to access and make personal use of the Website in accordance with these Terms and Conditions. You shall not download or modify the Website, or any portion of it except with the prior express written consent of LMP. If you wish to seek permission for such use of the Website, please contact LMP at the email address below. The right to access and use this website granted herein does not include: any resale or commercial use of the Website or its contents; any derivative use of the Website or its contents; or any use of data mining, robots or similar data gathering or extraction tools or methods. Any unauthorized use terminates the permission granted by LMP hereunder. LMP reserves all other rights.
Although LMP provides the Content accessible on the Website for your personal, non-commercial use, LMP retains ownership of, and all right, title, and interest in and to all property rights, including under U.S. and international copyright law, to, the Website and all Content, including but not limited to non-textual information components, such as graphic images and trade dress, that are part of or incidental to such Content. This means that without the prior express written permission of LMP, you MAY NOT: distribute information from this Website to others; include information from this Website on another website, on a server or computer, or in documents, including but not limited to “mirroring” the information or displaying the information by means of HTML frames or similar means (see the ‘Linking, Posting and Framing’ Section below); or modify or re-use the Content from this Website. LMP reserves all other rights.
Copyrights and Trademark
You acknowledge and agree that LMP is the copyright owner of all Content on the Website or has the permission to use such Content, or in the case of news articles, if any, the news articles are from publicly-available sources. No portion of the Content may be copied or distributed in any manner, or for any purpose, without LMP’s prior express written permission. The compilation of all Content on this Website is the exclusive property of LMP and is protected by U.S. and international copyright laws. All trademarks and logos displayed on this website are the property of their respective owners who may or may not be affiliated with our organisation.
You acknowledge and agree that any name, logo, trademark, or service mark contained on the Website is owned or licensed by LMP and may not be used without the prior express written permission of LMP. You acknowledge and agree that LMP may enforce its intellectual property rights to the full extent of the law. Graphics, charts, information or images of places or people are either property of LMP or used on the Website with permission. Your use of any of these materials is prohibited unless specifically permitted. Any unauthorized use of these materials may subject you to penalties or damages, including but not limited to those related to violation of trademarks, service marks, copyrights, cybersecurity, privacy, and publicity rights under statute or common law.
Linking, Posting and Framing
LMP does not permit others to link to the Website, or “mirror” the information on the Website, or any portion thereof, by means of HTML frames or similar means. Please note that these Terms and Conditions apply only to the Website and not to websites operated by other entities that may be accessible from the Website via hyperlink as a convenience to you (“Third Party Websites”). LMP is responsible only for the Content on this Website. You acknowledge and agree that LMP is not, directly or indirectly, making or implying any approval, association, sponsorship, endorsement, or affiliation with any Third Party Website. Your visiting any Third Party Website is at your own risk. LMP does not make, and hereby disclaims, all representations or warranties of any kind with respect to any Third Party Websites or any such content, information, or materials. LMP encourages you to review the privacy policies and user agreements of all Third Party Websites that you visit.
You agree that you will not link to, post on, or transmit to the Website, any pornographic, obscene, profane, defamatory, libelous, threatening, unlawful, or other material which could constitute or encourage unlawful conduct, be considered a criminal offense, give rise to civil liability, or otherwise violate any law or regulation. Notwithstanding the fact that LMP, or other parties involved in creating, producing, or delivering the Website, may monitor or review any transmissions to or use of the Website, LMP and all such parties assume no responsibility or liability from such monitoring or review, including for claims for defamation, libel, slander, obscenity, pornography, profanity, or misrepresentation.
No Warranty
While LMP makes reasonable efforts to ensure that all Content on the Website is correct, accuracy cannot be guaranteed and LMP makes no representations or warranties as to its accuracy, reliability or completeness.
THIS WEBSITE, AND ALL CONTENT CONTAINED THEREIN AND THEREON, IS PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ANY IMPLIED WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE OR NON-INFRINGEMENT AND ANY SUCH WARRANTY IS HEREBY DISCLAIMED TO THE FULLEST EXTENT PERMITTED BY LAW. TO THE FULLEST EXTENT PERMITTED BY LAW, LMP ALSO DISCLAIMS ANY WARRANTIES FOR THE SECURITY, RELIABILITY, TIMELINESS, AND PERFORMANCE OF THE WEBSITE.
International Use
This Website is operated and controlled by LMP in the United States. Due to the global nature of the Internet, the Website may be accessed by users in countries other than the United States. LMP makes no warranties that Content on this Website is appropriate or available for use in any jurisdiction. If it is illegal or prohibited in your country of origin to access or use this Website, then you should not do so. Those who choose to access the Website do so on their own initiative and are responsible for compliance with all local laws and regulations.
Limitations of Liability
You acknowledge and agree that your use of this Website is solely at your own risk and that none of LMP, its affiliates, nor any of the parties involved in creating, producing, or delivering the Website is liable for any direct, indirect, incidental, consequential or punitive damages, or any other losses, liabilities, obligations, damages, claims, demands, actions, costs and/or expenses of any kind (including legal fees, expert fees, or other disbursements) which may arise, directly or indirectly, through authorized or unauthorized access to, use of, or browsing of this Website or downloading of any materials, data, text, images, video, audio, or other Content from this Website, including but not limited to anything caused by any omission, interruption, defect, viruses, bugs, human action or inaction or any computer system, phone line, hardware, software, or program malfunctions, or any other errors, failures or delays in computer transmissions or network connections.
Notwithstanding anything to the contrary herein, your sole and exclusive remedy from LMP, its affiliates, or any of the parties involves in creating, producing, or delivering the Website, for any reason relating to the Website or Content is to stop using the Website. In jurisdictions not allowing the exclusion or limitation of incidental or consequential damages, LMP’s and its affiliates’ liability will be limited to the extent permitted by law.
Indemnity
You agree that you will be solely responsible for, and that you will indemnify, and hold LMP, its affiliates, and its and their respective officers, directors, agents, employees, representatives and licensors harmless from and against any and all claims, demands, suits, proceedings, liabilities, judgments, losses, damages, costs or expenses, including reasonable attorney’s fees assessed or incurred by LMP or such affiliates, directly or indirectly, with respect to or arising out of your use or misuse of the Website or the Content or resulting from your violation of these Terms and Conditions. LMP reserves the right, at its own expense, to assume the exclusive defense and control of any matter for which it is entitled to indemnification, but you must still indemnify LMP for all liability, losses, or damages. You agree to provide LMP with whatever cooperation it reasonably requests in connection with any such defense.
User Submissions
You acknowledge and agree that any communication or material you transmit to this Website or to LMP, in any manner or for any reason, will not be treated as confidential or proprietary. Furthermore, you acknowledge and agree that any materials you transmit to LMP may be used by LMP, anywhere, anytime, and for any reason whatsoever, without payment to you. From time to time, LMP receives business plans, and LMP reserves the right to review only those plans that LMP believes fit our criteria for investment. LMP also reserves the right to reject plans in our sole discretion, and LMP is under no obligation to return any information or materials to the sender. LMP expects to receive many similar plans and ideas. Therefore, you understand that your idea may already have been submitted to us or be under consideration by us. LMP is not limited or restricted in any way from pursuing opportunities with others as a result of you providing any information or materials to us.
You agree not to send LMP anything that constitutes a trade secret or confidential or proprietary information. LMP is not in a position to accept such information, nor can LMP agree to obligations of nondisclosure or confidentiality with regard to submitted plans or ideas. You agree that any information or materials that you, or individuals acting on your behalf, provide to LMP will not be considered confidential or proprietary.
Electronic Communications
When you use the Website, or send e-mails or other communications from your desktop or mobile device to LMP, you are communicating with LMP electronically. You consent to receive communications from us electronically. LMP will communicate with you in a variety of ways, such as by e-mail or by posting notices and messages on or through the Website. You agree that all agreements, notices, disclosures, and other communications that LMP provides to you electronically satisfy any legal requirement that such communications be in writing.
Privacy Policy
Please review the Website’s Privacy Policy which governs your visit to this Website in order to understand LMP’s privacy practices.
Severability
If any of these Terms and Conditions are deemed invalid, void, or unenforceable, such term or condition shall be deemed severable and shall not affect the validity or enforceability of the remaining Terms and Conditions, and such invalid, void, or unenforceable term or condition shall be deemed to be replaced by a term or condition that is valid and enforceable and corresponds as close as possible with the intent of the invalid, void, or unenforceable term or condition.
Miscellaneous
You may not assign or otherwise transfer these Terms and Conditions, or any of your rights or obligations hereunder, without LMP’s prior written consent, and any attempted assignment or other transfer in violation of this provision shall be null and void.
Nothing in these Terms and Conditions may be used to construe you and LMP as joint venturers, co-employers, partners, or agents of each other, and neither you nor LMP has the power to obligate or bind the other in any way whatsoever.
The failure of LMP at any time or times to require performance of any provision hereof shall in no manner affect its right at a later time to enforce the same unless the same is waived in writing. No waiver in connection with these Terms and Conditions shall be effective unless it is in writing and signed by the party granting such waiver.
The terms and conditions set forth in these Terms and Conditions, and each agreement included or referred to in these Terms and Conditions, constitutes the final, complete, and exclusive agreement with respect to the subject matter hereof and may not be contradicted, explained, or supplemented by evidence of any prior agreement, any contemporaneous oral agreement, or any inconsistent additional terms.
Governing Law
These Terms and Conditions shall be interpreted and construed in accordance with the laws of the Commonwealth of Pennsylvania. You agree that your use of this Website and any and all claims, controversies, and causes of action arising out of or relating to these Terms and Conditions or this Website, whether sounding in contract, tort, or statute, shall be governed in all respects by the internal laws of the Commonwealth of Pennsylvania, including its statutes of limitations, without giving effect to any laws or other rules that would result in the application of the laws or statutes of limitations of a different jurisdictions. Any dispute relating to the above shall be resolved exclusively in the state or federal courts located in Philadelphia, Pennsylvania. LMP may seek injunctive or other appropriate relief in any state or federal court in the Commonwealth of Pennsylvania, and you consent to exclusive jurisdiction and venue in such courts.
Contact Us
Thank you for visiting our Website. Please contact us at lovellminnickpartners@lmpartners.com if you have any questions about our Website or these Terms and Conditions.
Website Privacy Policy
Thank you for visiting the Lovell Minnick Partners (“LMP”) website. Your privacy is important to LMP and our affiliates (together, ‘our’, ‘us’, or ‘we’). To better protect your privacy, we are providing you information explaining our online information practices.
LMP may change this Privacy Policy from time to time, based upon any changes to the personal information we collect, how we use it, and under what circumstances, if any, we disclose it. If at any point we decide to collect personal information or use any collected information in a manner different from that stated at the time it was collected, and if we make any substantial changes to this Privacy Policy, we will post a prominent announcement on our home page of this website. We will use your personal information only in accordance with this Privacy Policy under which the personal information was collected.
LMP respects the privacy of visitors to our website. This Privacy Policy describes how and when we gather information from visitors to our website. Please read this Privacy Policy carefully. For the purposes of applicable EU laws, LMP will be a data controller of any personal information collected by us.
We rely on various legal bases under applicable data protection legislation in order to process your personal information, including our legitimate interests, contractual necessity and as required by law. We use the personal information we collect to operate our business and provide you with the services and products we offer and perform essential business operations. We do not collect any special categories of personal information about you, nor any information about criminal convictions and offenses.
If we require your personal information due to a legal requirement or obligation or in order to perform a contract with you, we will make you aware of this at the time we collect your personal information, and the possible consequences of you failing to provide such personal information (e.g., we may require your passport details to verify your identity for the purposes of anti-money laundering regulations and failure to provide this information means that we cannot provide our services or products to you). In this case, we may have to cancel an investment or service you have with us but we will notify you if this is the case at the time.
Further information about the legal bases under which we process your personal information is included in the section headed “Why We Use Your Personal Information”.
You do not need to take any action as a result of this Privacy Policy, but you do have certain rights as described below in the section headed “Your Rights”.
Aggregate Data
We generally record certain usage information, such as the number and frequency of visitors to this website. This information may include the websites that you access immediately before and after your visit to our website. If we use such data at all, it will be on an aggregated and anonymised basis, and we will not disclose to third parties any information that could be used to identify you personally.
How We Collect Your Personal Information
If you voluntarily submit information to our website, for example, in a request to receive a LMP newsletter, we may record and use any such personal information. We may collect personal information from you via the “Contact Us” details on our website (including by email, post and telephone), when you submit a message using our website contact form, or when you provide us your details when signing up for our newsletter. The personal information we may collect about you includes your name, name of your employer, address, title, job title, position, telephone number and email address. Information regarding how we process personal information collected on the Investment Café portal (accessed via the “Client Login” page), is set out in the privacy notice available on the Investment Café portal, or alternatively, the privacy notice provided to you when you invest in one of our funds.
We will only use your personal information for reasonable business purposes as set out below (including, but not limited to, fulfilling your requests). We will not use your personal information for any other purposes without your permission.
Information Provided by Third Parties or Publicly Available Sources
We also process information in relation to companies that we are evaluating in connection with a potential investment in or purchase of such companies. This personal information is obtained via third parties (i.e., the company in question). We may also process information provided to us from recruiters or our portfolio companies in connection with evaluating potential employment or resourcing opportunities.
Why We Use Your Personal Information
To the extent that you provide us with, or we otherwise collect, any personal information, through or in connection with this website (i.e., via telephone, email or post), we may use such information for the following purposes and may process your personal data on more than one legal basis depending on the specific purpose:
Purpose Legal Basis
To provide you with the services or financial products you have requested. Contractual necessity
To keep a record of your relationship with us. Legitimate interest and contractual necessity
To verify your identity. Legal requirement and legitimate interest
To conduct due diligence activities in connection with an actual or prospective corporate transaction or investment with respect to which we are party to. Legitimate interest
Fraud and abuse prevention. Legal requirement and legitimate interest
Litigation management and conducting internal audits and investigations. Legal requirement and legitimate interest
To administer and protect our business and this website. Legitimate interest
To send you marketing communications. Consent and legitimate interest
To respond to your contact requests via email, post or telephone. Legitimate interest
No automated decision making, including profiling, is used when processing your personal information.
Marketing
We will only send you direct marketing communications, such as LMP newsletters, where we have obtained your prior consent to do so, or based on our legitimate business interests where we have an existing relationship with you and we wish to contact you about similar services in which you may be interested. You may opt-in to certain kinds of marketing, and amend your marketing preferences at any time (including by unsubscribing), by emailing lovellminnickpartners@lmpartners.com. You can also click on the “opt-out” or “unsubscribe” link provided in all our marketing emails.
Disclosures and Transfers of Personal Information
We may use internet service providers to operate this website and employ other persons to perform work on our behalf. Your personal information will be shared with and processed by our affiliates and certain service providers as necessary to fulfil the purposes set out in this Privacy Policy, including professional advisors, consultants and data hosting providers, and in some instances, placement agents and other fund administrators. These third parties may have access to the personal information you submit through this website, but only for the purpose of performing their duties. These persons may not use your personal information for any other purpose.
We make sure anyone who provides a service to, or for us, enters into an agreement with us and meets our standards for data security. To the extent your personal information is transferred to countries outside of the EEA, such transfers will only be made in accordance with applicable data privacy laws. For further information about the safeguards used, please contact lovellminnickpartners@lmpartners.com.
We will not provide any personal information to any other persons, except if we are required to make disclosures to the government, to comply with a request from a regulator, national security, for the purposes of public importance or any other legal or investigatory process involving us or private parties in connection with a lawsuit, subpoena, investigation, examination or similar proceeding. We reserve the right to disclose any such information in those circumstances. Should we, or any of our affiliated entities, be the subject of a takeover, divestment or acquisition we may disclose your personal information to the new owner of the relevant business and their advisors.
Protection of Personal Information
We endeavor to protect your personal information. We use both robust technical and procedural methods to maintain the integrity and security of our databases so the information we have about you is protected to the extent possible from unauthorized access and improper use, including firewalls. Please be aware, though, that no security measures are perfect or impenetrable. In addition, we limit access to your personal information to those employees, agents, contractors and other third parties who have a business need to know. They will only process your personal data on our instructions and they are subject to a duty of confidentiality.
We have put in place procedures to deal with any suspected personal information breach and will notify you and any applicable regulator of a breach where we are legally required to do so.
We will keep your personal information only for as long as is reasonably necessary for the purposes set out in this Privacy Policy, unless a longer retention period is required by law. We will not keep more information than we need for those purposes. For further information about how long we will keep your personal information, please contact lovellminnickpartners@lmpartners.com.
Capacity
This website is only intended for individuals who are at least 13 years of age. We do not knowingly encourage or solicit visitors to this site who are under the age of 13 or knowingly collect personal information from anyone under the age of 13 without parental consent. If we learn we have collected or received personal information from an individual under the age of 13, we will delete that information.
Your Rights
You have the right to access and control (in certain ways) the personal data we process about you. To exercise these rights and controls, please contact lovellminnickpartners@lmpartners.com.
Your Right Details
Access You have the right to ask for a copy of the personal data that we hold about you free of charge, however we may charge a ‘reasonable fee’, if we think that your request is excessive, to help us cover the costs of locating the information you have requested.
Correction You may notify us of changes to your personal data if it is inaccurate or it needs to be updated.
Deletion If you think that we shouldn’t be holding or processing your personal data any more, you may request that we delete it. Please note that this may not always be possible due to legal obligations.
Restrictions on use If you think that we shouldn’t be holding or processing your personal data any more, you may request that we delete it. Please note that this may not always be possible due to legal obligations.
Objection You have the right to object to processing, including: (i) for direct marketing; (ii) for research or statistical purposes; or (iii) where processing is based on legitimate interests.
Portability If you wish to transfer your personal data to another organisation (and certain conditions are satisfied), you may ask us to do so, and we will send it directly if we have the technical means.
Withdrawal of consent If you previously gave us your consent (by a clear affirmative action) to allow us to process your personal data for a particular purpose, but you no longer wish to consent to us doing so, you can contact us to let us know that you withdraw that consent.
We may need to request specific information from you to help us confirm your identity and ensure your right to exercise the above rights. This is a security measure to ensure that personal data is not disclosed to any person who has no right to receive it. We may also contact you to ask you for further information in relation to your request to speed up our response. We try to respond to all legitimate requests within one month. Occasionally it could take us longer than a month if your request is particularly complex or you have made a number of requests. In this case, we will notify you and keep you updated.
Contact Us
Thank you for visiting this website. Please contact us at lovellminnickpartners@lmpartners.com if you have any questions about this website or this Privacy Policy.
Complaints
If you have any concerns, questions or complaints with respect to our processing of your personal information, please contact us at lovellminnickpartners@lmpartners.com.
You may also lodge a complaint directly with your local data protection authority.
CALIFORNIA WEBSITE PRIVACY POLICY
DATE: December 31, 2019
This California Website Privacy Policy supplements the above Website Privacy Policy with respect to specific rights granted under the California Consumer Privacy Act of 2018 (as amended, the “CCPA”) to natural person California residents and provides information regarding how such California residents can exercise their rights under the CCPA. This supplement is only relevant to you if you are a resident of California as determined in accordance with the CCPA. Information required to be disclosed to California residents under the CCPA regarding the collection of their personal information that is not set forth in this CCPA supplement is otherwise set forth in the above Website Privacy Policy. To the extent there is any conflict with the privacy requirements under the Gramm-Leach-Bliley Act and/or Regulation S-P (“GLB Rights”), GLB Rights shall apply.
What does this Website Privacy Policy apply to?
This Website Privacy Policy applies solely to your interactions with us through our Website (as defined below). If you provide personal information to use through another means (e.g., as an employee or seeking employment, as a client, or as an investor) you will receive a separate privacy notice and that notice will govern that personal information.
What information do we collect about you?
We collect limited types of personal information through our website and investor reporting portals, as well as through other electronic communications (e.g., emails), as applicable (collectively, the “Website”). The types of personal information we collect about you depends on the nature of your interaction with us. The categories of personal information we have collected from individuals on this Website over the last twelve (12) months include the following:
- Identifiers, such as name, contact details and address (including physical address, email address and Internet Protocol address);
- Other customer records, such as telephone number and personal information provided in connection with obtaining account access;
- Commercial information, such as account data;
- Professional or employment-related information;
- Education information;
- Internet or other electronic network activity information, such as information regarding your use of our Website (e.g., cookies, browsing history and/or search history), as well as information you provide to us when you correspond with us in relation to inquiries. The browsing and/or search history information may include the websites that you access immediately before and after your visit to our website. If we use such data at all, it will be on an aggregated and anonymised basis.
We do not knowingly collect or solicit personal information from anyone under the age of 18.
How do we obtain your personal information?
In connection with forming and operating our Website, we collect and maintain your nonpublic personal information from the following sources:
- Information from your communications with us in connection with this Website, including any update notices provided by you.
- Information captured on our Website, including registration information, information provided through online forms and any information captured via cookies.
We may combine personal information that you provide to us with information that we collect from or about you from publicly available sources. This will include information collected in an online or offline context.
How do we use your personal information?
We will use your personal information for one or more of the following business purposes:
- To perform services for you.
- To improve our Website and the products and services that we offer and notify you about changes to our products and services.
- To communicate with you, including responding to requests for information submitted by you through our Website.
- To keep a record of your relationship with us.
- Ongoing operations, administrative, accounting, reporting, account maintenance and other processes.
- To audit and verify the quality and effectiveness of our services and compliance.
- To detect security incidents and to protect against malicious, deceptive, fraudulent, or illegal activity.
- To generally comply with U.S., state, local and non-U.S. laws, rules and regulations.
Additionally, we may use your personal information to keep you informed of our products and services, if you have provided your consent to us doing so, or where we have an existing relationship with you and we wish to contact you about products and services similar to those which we provide you, in which you may be interested. You may opt-in to certain kinds of marketing, or all forms of marketing at any time, by contacting us and you may unsubscribe to receiving emails by clicking on the "opt-out" or "unsubscribe" link provided in all our marketing emails.
Who do we share your personal information with?
We do not sell any of the personal information we collect about you to third parties.
We do not disclose any nonpublic personal information about you to anyone, except as permitted or required by law or regulation and to affiliates and service providers, including but not limited to administrators, advisors, lenders, banks, auditors, law firms, governmental agencies or pursuant to legal process, self-regulatory organizations, consultants and placement agents. We may also disclose your information to other parties as may be required by law or regulation, in response to regulatory inquiries, or upon your request.
Within the last twelve (12) months, we have shared each of the categories of personal information collected in connection with this website with affiliates and service providers as set forth above in “What information do we collect about you?”
We may also share your personal information with applicable third parties in the event of a reorganization, merger, sale, acquisition, assignment, bankruptcy proceeding, or other disposition of all or a portion of our business, assets or shares.
How do we keep your personal information secure?
We consider the protection of sensitive information to be a sound business practice, and to that end we employ appropriate organizational, physical, technical and procedural safeguards, which seek to protect your personal information in our possession or under our control to the extent possible from unauthorized access and improper use.
Your rights under the CCPA
Deletion Rights: You have the right to request that we delete any of your personal information that we retain, subject to certain statutory exceptions, including, but not limited to, our compliance with U.S., state, local and non-U.S. laws, rules and regulations. We will notify you in writing if we cannot comply with a specific request and provide an explanation of the reasons.
Disclosure and Access Rights: You have the right to request that we disclose to you certain information regarding our collection and use of personal information specific to you over the last twelve (12) months. Such information includes:
- the categories of personal information we collected about you;
- the categories of sources from which the personal information is collected;
- our business or commercial purpose for collecting such personal information;
- the categories of third parties with whom we share the personal information;
- the specific pieces of personal information we have collected about you; and
- whether we disclosed your personal information to a third party, and, if yes, the categories of personal information that each recipient obtained.
No Discrimination: We will not discriminate against you for exercising your rights under the CCPA, including by denying service, suggesting that you will receive, or charging, different rates for services or suggesting that you will receive, or providing, a different level or quality of service to you.
How to Exercise Your Rights: To exercise any of your rights under the CCPA, or to access this notice in an alternative format, please submit a request on your behalf using any of the methods set forth in the Contact us section below.
Contact us
For any requests relating to the exercise of your rights under the CCPA, or questions regarding our processing of your personal information, please submit or have your authorized representative submit a request using any of the methods set forth below.
Call us using the following toll-free number: 844-250-5175.
Submit a request online using the following online form: www.lmparners.com/ccpa.
Email us at the following email address: lovellminnickpartners@lmpartners.com.
We will contact you to confirm receipt of your request under the CCPA and request any additional information necessary to verify your request. We verify requests by matching information provided in connection with your request to information contained in our records. Depending on the sensitivity of the request and the varying levels of risk in responding to such requests (for example, the risk of responding to fraudulent or malicious requests), we may request further information or your investor portal access credentials, if applicable, in order to verify your request. You may designate an authorized agent to make a request under the CCPA on your behalf, provided that you provide a signed agreement verifying such authorized agent’s authority to make requests on your behalf, and we may verify such authorized person’s identity using the procedures above.
Our goal is to respond to any verifiable consumer request within forty-five (45) days of our receipt of such request, but in certain cases, additional time might be required. Please contact the Chief Compliance Officer of Lovell Minnick Partners LLC at the email address above with any questions about this California Website Privacy Policy.
EU SFDR Disclosure
Firm-level disclosures required under Regulation 2019/2088 on sustainability-related disclosures in the financial services sector dated 27 November 2019, as amended (“SFDR”)
Transparency of sustainability risk policies
Lovell Minnick seeks to integrate environmental, social and governance (“ESG”) factors, including sustainability risks, where relevant, into its investment processes, investment decisions and portfolio monitoring through the application of its ESG Policy and related procedures. Lovell Minnick evaluates material ESG risks, mitigating factors and opportunities applicable for the asset type (and the industry as a whole), which may include corporate governance, data privacy, ethics, anti-bribery and corruption, diversity and employee retention. When evaluating investment opportunities, Lovell Minnick also considers whether there are serious ESG or reputational concerns with regard to prospective portfolio companies or other assets.
Lovell Minnick may engage third party ESG consultants to conduct ESG due diligence on each potential portfolio company, pre-acquisition, to identify any material ESG-related risks and to provide recommendations for how to mitigate those risks during ownership. These recommendations are intended to guide Lovell Minnick’s consideration of material ESG risks when making portfolio investments.
Lovell Minnick supports the American Investment Council (“AIC”) Guidelines for Responsible Investing and strives to align with the principles that it contains.
More information on Lovell Minick’s ESG Policy can be found at https://www.lmpartners.com/documents/ESG_Policy_vF_1-2022.pdf
Transparency of Principal Adverse Sustainability Impacts
Lovell Minnick has considered, and continues to consider, environmental, social and governance (“ESG”) factors in its investment process but it does not consider principal adverse impacts of investment decisions on sustainability factors as specifically set out in the SFDR. Lovell Minnick has chosen not to do so for the present time as it considers that its existing ESG Policy and procedures are appropriate, proportional and tailored to the investment strategies of the funds managed by Lovell Minnick. Lovell Minnick continues to closely monitor regulatory developments with respect to the SFDR and other applicable ESG-focused laws and regulations, including the implementation of related and secondary legislation and regulatory guidance, and will, where required or otherwise appropriate, make changes to its existing policies and procedures.