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Philadelphia

555 E. Lancaster Avenue, Suite 510
Radnor, PA 19087

610 995 9660

Los Angeles

215 Manhattan Beach Boulevard, 2nd Floor
Manhattan Beach, CA 90266

310 414 6160

New York

1155 Avenue of the Americas, Suite 2550
New York, NY 10036

646 971 3230

Our team

Ours is a deeply talented team, committed to leveraging their expertise to the benefit of our stakeholders. Our Senior Advisors, each of whom possesses a wealth of industry knowledge, are a key complement to our dedicated staff.

Senior Advisors

Ron Austin

Advisory Council Member

Ron Austin

Advisory Council Member

Ron Austin began as an Advisor* to LMP in 2022. As an independent consultant, Ron works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, advising on portfolio company operations and with respect to general conditions in the industries in which LMP invests. In particular, he advises on insurance-related opportunities.

Ron has over 40 years of experience in the insurance industry, with an extensive operating history in the underwriting as well as distribution aspects of the business. Most recently, he was an Executive Vice President in the AMWINS Group, a leading independent global wholesale distributor of specialty insurance products after serving as President of Worldwide Facilities, a United States wholesale insurance broker, managing general agent and program manager. Ron’s responsibilities at Worldwide included leading the execution of a growth strategy that entailed acquisitions as well as significant organic growth. Prior to joining Worldwide, Ron was on the carrier side of the insurance business. He created and led a specialty insurance company on behalf of a publicly traded holding company, and has held various underwriting and underwriting management positions since beginning his career.

Because of Ron’s operating company experience in the insurance industry, in addition to his duties on behalf of LMP, he may from time to time serve as an independent portfolio company board member.

Ron holds a B.A. in Political Science from the University of Connecticut and resides with his wife in Santa Monica, California.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Scott Bagwell

Advisory Council Member

Scott Bagwell

Advisory Council Member

Scott Bagwell was named as an Advisor* to LMP in 2022. As an independent consultant, Scott works with LMP on a variety of matters including identifying potential investments, evaluating new investment opportunities, talent assessment, sales organization development and strategy, and overall organizational structure and effectiveness in the industries in which LMP invests.

Scott has more than 30 years of experience in healthcare finance and technology, including market segments such as clinical, pharmacy, payments, and revenue cycle management. He has a proven track record exceeding corporate and client objectives by leading management teams focused on alignment with operational, board and investor targets.

Previously, Scott held executive leadership roles and was a key executive involved with multiple acquisitions, including the sale of Sunquest Information Systems to Misys, the sale of NDCHealth to PerSe Technologies, the sale of PerSe to McKesson, and the sale of Passport Health to Experian. Most recently, Scott served as President of Experian Health, where he integrated disparate sales, marketing, and customer success teams into the Experian Health Go-to-Market strategy, achieving record setting financial and customer satisfaction goals.

Scott’s current and past board roles include ACU-Serve, CORL Technology, Genesis AHC, EnableComp, and Verisys Corporation.

Scott graduated with a BS degree in Business Administration, Management and Marketing from the Darla Moore School of Business at the University of South Carolina.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Chris Barbee

Advisory Council Member

Chris Barbee

Advisory Council Member

Chris Barbee began as an Advisor* to LMP in 2020. As an independent consultant, Chris works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, advising on portfolio company operations and general conditions in the industries in which LMP invests. In addition, he advises on corporate strategies in the financial consulting segment.

Chris has over 40 years of experience in risk and financial consulting, recently retiring from PwC after serving as the Global Leader of Forensic Services. He currently is the Audit Committee Chair of Structure Tone Building Group LLC, an international construction company, and JS Held Holdings LLC, a former LMP portfolio company that provides specialty consulting services around property insurance and loss consulting, litigation and dispute resolution services. Chris holds a B.S. in Business Administration (major in Accounting) from the University of Missouri-Columbia.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Joan Binstock

Advisory Council Member

Joan Binstock

Advisory Council Member

Joan Binstock, CPA, began as an Advisor^* to LMP in 2018. As an independent consultant, Joan works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, advising on financial, strategic and operational risk management practices.

Joan has a distinguished record of leadership in the financial services industry, most recently as the Chief Financial Officer of Lord Abbett & Co, where she established and chaired the firm’s audit committee. Joan joined Lord Abbett in 1999 as the Chief Operations Officer and was soon asked to join the Partnership and take on the additional responsibilities of the Chief Financial Officer. She, along with the senior leadership team, transformed the firm from a US focused, retail-based asset management firm with $30 billion under management into a global firm with deep product breadth, broad distribution, robust risk management and over $160 billion in assets.

Her board role on SimCorp, an investment management solutions technology company, and lead director roles for not-for-profit boards have provided her a deep understanding of the governance and fiduciary responsibilities of a board/audit committee member. Ms. Binstock is a member of the National Association of Corporate Directors.

She’s had broad exposure to the capital markets, on the origination or sell side and buy side and has also worked on corporate actions, workouts and valuation issues related to restructurings and bankruptcies.

Because of Joan’s operating company experience in the financial services industry, in addition to her duties on behalf of LMP, she may from time to time serve as an independent portfolio company board or management member.

Joan is Vice Chair of the Bronx High School of Science Endowment Fund, member of the Duke University School of Medicine Board of Visitors, and a YearUp NY/NJ Advisory Board member.

Joan earned her M.B.A. from the NYU Stern School of Business and her B.A. in Mathematics from the State University of New York at Binghamton.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Greg Cohen

Operating Partner, Advisory Council Member

Greg Cohen

Operating Partner, Advisory Council Member

Greg Cohen* was named an Operating Partner to LMP in 2019. As an independent consultant, he has been assisting the investment team in reviewing numerous payments, software and commerce opportunities, many of which have been pursued on an exclusive basis. Greg is currently the CEO of FortisPay, an LMP portfolio company.

Greg is a recognized payment and financial technology industry leader who has built national and global organizations with high level exits. He is a past president of the Electronic Transactions Association and former member of MasterCard, Discover and NACHA advisory boards, and is an advisor to some of the fastest growing payments technology companies and investment firms and speaker thru his advisory practice, PayX Advisory.

Most recently, Greg was President of Paya, a private equity backed integrated software, payment and EFT processor servicing over 100,000 businesses in North America. He held the role of interim CEO for four months during his tenure as he was asked by the equity partners to step in to lead the organization after the tragic death of the CEO. Greg led the organization through a corporate carve out at onset, a transformational strategy realignment for growth, the implementation of a modern technology stack and three software and technology acquisitions.

Prior to assuming this role, Greg was the President and then Chief Operating Officer of iPayment, leading the operations of the top 20 processor. In addition, he served as Chief Strategy & Revenue Officer for Cayan, and served as President for the U.S. Group and Emerging Payments at Moneris Solutions, a JV of the Royal Bank of Canada and the Bank of Montreal. He has also held senior positions with VeriFone, Global Payments, TSYS and BankServ Check Services.

Because of Greg’s operating company experience in the financial services industry, in addition to his activities for LMP, he may from time to time serve as an independent portfolio company board or management member.

Greg earned an M.B.A. in Strategic Marketing from The George Washington University and a B.A. in Math and Economics from Emory University.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Ronald Cordes

Advisory Council Member

Ronald Cordes

Advisory Council Member

Ron Cordes began as an Advisor^* to LMP in 2018 and chairs the firm's ESG Committee. As an independent consultant, Ron works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, with a particular focus in wealth and asset management, managed account platforms and the SRI/ESG asset management market.

Ron has over 35 years of experience in financial services and wealth management, including leadership, M&A, strategic planning, business development and board experience.

Ron was co-founder, CEO (1996-2009) and Executive Co-Chairman (2009-2016) of AssetMark, a leading U.S. managed account platform with more than $50 billion of assets and a former portfolio company of LMP. He co-authored “The Art of Investing” published by McGraw Hill, and was an Ernst & Young Entrepreneur of the Year in 2005.

Since co-founding the Cordes Foundation in 2006, Ron has focused on social entrepreneurship, ESG and impact investing. He currently serves on the boards of MicroVest Capital Management, Align Impact, ImpactAssets, and the Social Impact Lab at Lynn University. He is also a frequent keynote speaker at universities and investment industry events, and his work has been profiled in publications including the New York Times, Barron’s, FastCompany, Financial Times, Forbes and FORTUNE.

Because of Ron's operating company experience in the financial services industry, in addition to his activities for LMP, he may from time to time serve as an independent portfolio company board or management member.

Ron earned his B.S. in Business Administration from the University of California, Berkeley.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Edward Creasy

Advisory Council Member

Edward Creasy

Advisory Council Member

Edward Creasy was named as an Advisor^* to LMP in 2020. Edward has over 40 years of experience in the global non-life insurance industry, with particular focus on the London international insurance marketplace and Lloyd's of London. He has worked as an insurance broker, an underwriter and a manager of several businesses during the course of his career. He has expertise in financial services leadership, building businesses, strategic management, investment management, and mergers and acquisitions and is an experienced board chairman.

He is currently Chairman of Charles Taylor and was Chief Executive and latterly Chairman of the Kiln Group, and was a founder director of the Lloyd's Franchise Board. In addition, he has chaired the boards of Lycetts Insurance Brokers, Ecclesiastical Insurance Office and Charles Taylor plc, is the Deputy Chairman of W R Berkley Syndicate Management Ltd and Senior Independent Director of Pacific Horizon Investment Trust plc; and he has been a Lloyd's regulatory committee member. He is also involved in the charity sector and is Chairman of Social Venture Partners. London. He is due to become the High Sheriff of Suffolk in 2021.

Edward is a Chartered Insurer, having obtained an MA at Trinity College Cambridge and an MBA at City University Business School.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Steve Grenfell

Operating Partner, Advisory Council Member

Steve Grenfell

Operating Partner, Advisory Council Member

Steve Grenfell was named as an Advisor* to LMP in 2021. As a member of the Advisory Council Steve works with Lovell Minnick portfolio companies to improve operations across their organizations.

During a career spanning over 30 years, Steve has served in leadership roles as well as board roles for companies ranging from pre-revenue to multibillion-dollar public and private enterprises covering a variety of industries with extensive experience in finance and accounting, business strategy, business viability, risk management, and all aspects of mergers and acquisitions.

From 2003 through 2021, Steve worked for Safeguard Scientifics, Inc., a holding company that provides capital and relevant expertise to technology-driven businesses in financial services, healthcare and digital media. In his most recent role as SVP and MD, Operations, Steve’s responsibilities included financial and operational oversight of the partner companies from due diligence through divestiture, and working with partner company management teams on strategy, budgeting, planning, forecasting, special projects, facilities, insurance, evaluating financing options, and preparing for and managing the sale of the business.

Steve began his career in the audit practice at Price Waterhouse and has subsequently held management level and senior leadership positions with firms in manufacturing, oil and gas, pharmaceuticals and online promotions including Technology Services Group, Inc., Castle Energy Corporation, Centeon, Astra Merck through its merger into AstraZeneca, Inc., and RealTime Media, Inc.

Steve leads an advisory firm, working with organizations and their investors on financial and operational assessments and recommendations for improvement. He is a Senior Advisor to Safeguard Scientifics, Inc. and previously served on the boards of AdvantEdge Healthcare Solutions, Bridgevine, Clutch Holdings, Inc., Hoopla, Lumesis, Inc., ProModel, T-Rex Analytics and WebLinc.

Steve earned a Bachelor of Science degree in Accounting from King’s College in Wilkes-Barre, PA.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Scott Heberton

Advisory Council Member

Scott Heberton

Advisory Council Member

Scott Heberton was named as an Advisor* to LMP in 2020. He currently serves as a Board Member and Executive Chairman of Omni Healthcare Financial, LLC following his retirement from Wells Fargo Securities in 2019. During his tenure at Wells Fargo Securities, Scott served for over 10 years as Head of FIG Investment Banking and Capital Markets. He was a member of the Investment Bank’s Operating Committee as well as Investment Banking Commitment Committee and Advisory Committee.

Scott’s extensive career in Financial Services has been primarily focused on advisory work and capital raising for the industry verticals of Specialty Finance, Residential and Commercial Real Estate and Alternative Asset Management.

Mr. Heberton earning his M.B.A. from The Fuqua School of Business at Duke University and holds a Bachelor of Arts degree in Economics from the University of Virginia.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Heinz Hockmann, Ph.D.

Advisory Council Member

Heinz Hockmann, Ph.D.

Advisory Council Member

Dr. Heinz Hockmann began as an Advisor* to LMP in 2012. As an independent consultant, Heinz works closely with LMP’s investment professionals and assists in deal sourcing, investment evaluation and due diligence on European and international asset management opportunities.

Heinz was an executive officer at Commerzbank AG in Germany for nearly twenty years and was a Member of the Management Board of the Bank with responsibilities for asset management, private banking and investment banking. Earlier in his career at Commerzbank, he founded its asset management business for international institutional clients and built the bank’s global asset management platform. After his tenure at Commerzbank, through 2005, he led the restructuring of Westfalenbank AG, a bank focused on mid-size companies, asset management and private banking. He then joined Fortis Investments and developed its asset management business in Germany, Austria and Eastern Europe.

In 2008, Heinz co-founded Silk Invest, an investment management company headquartered in London and specialized in frontier markets with offices in various African and Middle Eastern countries. He serves on the Board of Silk Invest as well as the boards of several German companies in the financial services sector including WWK, a major German insurance company. In addition, Heinz is a member of the CFA Institute’s Board of Governors.

Because of Heinz’s operating company experience, in addition to his activities on behalf of LMP, he may from time to time serve as a portfolio company director.

Heinz holds a master’s degree from Bochum University where he also received his Ph.D. in 1983. He is a lecturer for Investment Banking and Commercial Banking at the Justus-Liebig University in Giessen.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Valerie Soranno Keating

Advisory Council Member

Valerie Soranno Keating

Advisory Council Member

Valerie (Val) Soranno Keating was named as an Advisor* to LMP in 2020, having worked with our team for several years as the Executive Chairman of Engage People. Val is a global CEO with 30+ years of experience across multiple industry segments including financial services, consumer, B2B, and digital industries. She also has over fifteen years of board service in public and private organizations.

Val is best known for breathing new life into iconic brands facing extraordinary market challenges, being a disruptive thinker, inspiring leaders and building dynamic teams. She and her teams have led market breakthroughs resulting in industry-high growth rates for several Fortune 250 businesses.

Most recently, as the CEO of Barclaycard, Val oversaw a portfolio of $60B in assets with over 30 million customers and 11,000 employees spanning the U.S., Europe, and Africa. During her six years in this role, the Barclaycard business tripled in size, expanded into new channels and products and achieved record returns. Val was also a member of the Group Operational Risk & Control Committee and the Asset & Liability Management Committee.

Prior to Barclaycard, Val spent sixteen years at American Express where she was a member of the Global Management Committee and led multiple business units.

Val’s prior board involvements include serving as Director and Executive Committee Member, Visa Europe; Chairman of the Board, Barclays Bank of Delaware; Director, Junior Achievement International; as well several boards of corporate joint ventures. Val is currently Director and Chairman of the Compliance Committee, One Main Holdings, Inc.; Director, Member of the Audit Committee and Chair of the Governance Committee, CPI Card Group; and Executive Chairman, Board of Directors for Engage People Inc.

Val has been recognized as one of The Most Influential Women In Payments by PaymentSource, Most Influential Corporate Board Directors by WomenInc., Top 3 among OUTstanding Executive Allies, #4 among the Most Powerful Women In Finance by American Banker, and Top 40 Executives Under 40 by Crain’s Business NY.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Marshall Lux

Advisory Council Member

Marshall Lux

Advisory Council Member

Marshall Lux was named as an Advisor* to LMP in 2024, bringing over 35 years of experience in financial services strategy, go to market, operations, technology and risk management. As an independent consultant, Marshall will assist LMP in all aspects of investments and operations.

Marshall was a Senior Partner at BCG and McKinsey where he focused on all manner of Financial Services and Private Equity. He was also Chief Risk Officer for Chase, managing risk for the largest consumer bank in the US.

Marshall serves as an independent member of various Boards including Mphasis, a leading provider of Information Technology to Banking, Insurance, Health Care, Travel, and other sectors; Flagstar; and Guardian Life Mutual Funds. He also works as an advisor for several leading technology firms, including SecurityScorecard and WorkFusion.

Marshall is also a member of the Council on Foreign Relations and is a Senior Fellow at the Mossavar-Rahmani Center for Business and Government at the Kennedy School at Harvard University, researching and lecturing on financial regulation, and is also a fellow at Georgetown University’s Psaros Center for Financial Markets and Policy.

Because of Marshall’s operating company experience in the financial services industry, in addition to his activities for LMP, he may from time to time serve as an independent portfolio company board or management member.

Marshall holds a Bachelor of Arts degree in Economics from the Woodrow Wilson School of Public and International Affairs, Princeton University and M.B.A. from Harvard Business School.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Bill Neuman

Operating Partner, Advisory Council Member

Bill Neuman

Operating Partner, Advisory Council Member

Bill Neuman was named as an Advisor* to LMP in 2021. As an independent consultant, he employs his extensive product development, process, and technology background to help our portfolio companies accelerate growth and operational efficiency. Bill also works closely with LMP’s investment professionals assisting in deal evaluation and due diligence, with a focus on technology, IT, and software product strategy.

Over a career spanning more than 30 years, Bill has held leadership roles in product management, engineering, and consulting at several public and private firms across varied industries. Most recently, he led the global product development team at Eze Software, a fintech firm offering investment management software on premises and in the cloud. Under his leadership, the team cut R&D costs by a third while increasing velocity, implemented a platform strategy with the firm’s existing products to more than triple cross-selling, and launched and grew a new award-winning cloud native solution platform.

Bill launched his career with Ford Motor Company and has subsequently held leadership positions with several technology firms including auxilium, PTC, Copyright Clearance Center, and Avid Technology.

He leads an advisory and coaching practice, working with firms of all sizes and their investors to stimulate profitable growth with improvements to strategic planning and execution, technology strategy, Agile methodology, organizational design, product management, and quality systems.

Bill earned his MBA and Bachelor of Science in Electrical Engineering from the University of Michigan.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Robert Orefice

Advisory Council Member

Robert Orefice

Advisory Council Member

Robert Orefice was named as an Advisor* to LMP in 2024 and is an independent consultant and Product, Technology, & Agile Process Leader. He is also an entrepreneur and co-founder of Hakkiri Software, Inc., a boutique software vendor focused on enabling predictable software delivery through a product offering in the Atlassian Marketplace. Robert is currently serving as Interim CTO of S&S Health, an LMP Portfolio company.

Before his current positions, Robert held transformational leadership roles at Aetion, a healthcare data analytics company, WebMD, and Eze Software Group. He leverages his deep technical expertise honed through many years in the semiconductor industry as a microprocessor designer and methodology leader at Advanced Micro Devices (AMD). At AMD he was involved in extending the x86 architecture to 64-bits and innovative low-power designs, which were patented and published. Robert remains hands-on with the latest cloud technologies, architectures, and tech stacks.

Robert holds a Master of Science in Computer Engineering from Walden University and a Bachelor of Science in Computer Engineering from Rochester Institute of Technology. He has given talks at MongoDB’s flagship conferences and international Agile events. He has earned numerous professional certifications over the course of his career, including ASQ Certified Six Sigma Blackbelt, AWS Certified Solutions Architect, and Scaled Agile (SAFe) Program Consultant (SPC).

Because of Robert’s operating company experience in the financial services industry, in addition to his activities for LMP, he may from time to time serve as an independent portfolio company board or management member.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Steve Ozonian

Advisory Council Member

Steve Ozonian

Advisory Council Member

Steve Ozonian was named as an Advisor* to LMP in 2020. He is the President and CEO of Williston Financial Group (a Golden Gate Capital holding) where he is leveraging his innovative background in all facets of the real estate industry to digitally transform transactions.

Steve was part of Lending Tree’s launch as a public entity and became Chief Executive Officer of their wholly owned subsidiary, RealEstate.com. He serves as Lead Director of Lending Tree, Inc. Steve's other public company service includes realtor.com (Move Inc.) where he secured top positioning for this industry-changing Web portal as CEO. He was the national executive for residential at Bank of America, Chairman and CEO of Prudential’s residential and corporate services companies, and prior to that was EVP of Coldwell Banker. His private company tenure includes CRO of Carrington Capital and Chairman and CEO of Global Mobility Solutions.

Steve is a board member of Attom Data, Inside Real Estate and Xactus.

He earned his M.B.A. from Loyola University of Chicago and his Bachelor of Arts from Northeastern Illinois University.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Stefanie Shelley

Advisory Council Member

Stefanie Shelley

Advisory Council Member

Stefanie Shelley was named an Advisor* to LMP in 2020 and works with our portfolio companies to leverage her extensive marketing background in financial services / fintech to drive growth and value creation.

Stefanie is an Executive Advisor, Coach and Board Director with broad C-suite experience in the financial services and tech-driven business solutions space. She is a long-time business executive with a diverse functional and “intrapreneurial” background and a track record of driving growth, digital transformation and value creation at Broadridge Financial Solutions, Capital One, Citibank, JP Morgan Chase and GE/GE Capital.

Stefanie has an advisory, coaching and board practice and she works with small- to large- cap companies and private equity firms on driving growth. She is a Board Director at Mercer Advisors, a leading national RIA, full-service wealth management firm and Fora Financial, a leader in the small business lending space. She also sits on the board of the NY Chapter of the National Association of Corporate Directors. Previously Stefanie was a Board Director and Audit Committee member at Green Bancorp [NASDAQ: GNBC] for nine years. The bank grew assets 10-fold through acquisitions and organic growth, was taken public and then closed a “merger of equals” with Veritex Bank, making it one of the ten largest independent banks in Texas.

Stefanie has over 30 years of executive experience in CMO and general management roles at major, global institutions including Broadridge Financial Solutions, a global provider of technology solutions. Over seven years at Broadridge, she built a marketing function from the ground up and led a repositioning of the company which doubled revenue from $2B to $4B and more than tripled the stock price.

Earlier, Stefanie held senior positions at Capital One, Citibank and JP Morgan Chase, leading digital transformation in the financial services industry. She was EVP, Bank Marketing at Capital One, Deposit Product Management & Marketing Executive at Citibank and CMO, Small Business Banking at JP Morgan Chase.

Because of Stefanie’s operating company experience in the financial services industry, in addition to his activities for LMP, she may from time to time serve as an independent portfolio company board or management member.

Stefanie has an M.B.A. in Marketing & Strategic Management from the Wharton School at the University of Pennsylvania, and a B.A. in Economics from Colgate University.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Ned Stringham

Advisory Council Member

Ned Stringham

Advisory Council Member

Ned Stringham was named as an Advisor* to LMP in 2023, having worked with our team for several years as the CEO of Inside Real Estate. As an independent consultant, Ned works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, advising on portfolio company operations and with respect to general conditions in the industries in which LMP invests. In particular, he advises on technology and software.

Ned is a successful entrepreneur and investor focused on vertical software. Over the last 20 years, he has actively invested his own capital through his private investment firm, 42 Ventures, in numerous software businesses on his own and in partnership with several private equity firms. Collectively, these companies have delivered well over $1 billion in equity returns to their investors. Ned takes an active role in his investments acting in most instances as the Executive Chairman or CEO and in several cases as a Founder. Among these businesses are Swipeclock, Insurance Technologies, FAST, Inside Real Estate, Touchpath and Simpleview.

Ned sits on the board of ATTOM Data Solutions.

Ned received an M.B.A. from Harvard Business School and B.S. degrees in Philosophy and Political Science from the University of Utah where he was a Truman Scholar and Student Body President.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Joseph Velli

Advisory Council Member

Joseph Velli

Advisory Council Member

Joseph Velli began as an Advisor* to LMP in 2016. As an independent consultant, Joe works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence. In particular, he advises on asset management, custody & related services, bank divestitures, transaction processing and tech enabled businesses opportunities.

Joe has over 30 years of experience in the financial services and transaction processing industries, with extensive leadership, operating, M&A, strategic planning, business development and board experience.

For most of his career, Joe served as a Senior Executive Vice President of The Bank of New York and as a member of the Bank’s Senior Policy Committee. During his 22-year tenure with the Bank, Joe’s responsibilities included heading Global Issuer Services, UIT and ETF Services, Global Custody and related Investor Services, Global Liquidity Services, Pension and 401k Services, Consumer and Retail Banking, RIA and Mutual Fund Services (Lockwood), Correspondent Clearing (Pershing), Brokerage Services and Payment Services. He also formed and headed the Bank’s Global Marketing and Sales Sector. Most recently, he served as the Chairman and Chief Executive Officer of Convergex Group, a global provider of execution, software and technology services.

Joe currently serves on the Public Boards of Computershare Limited and Paychex, Inc. and is a member of the Board of Trustees at William Paterson University. He serves on various board committees and currently chairs Paychex’s Corporate Development (M&A) Committee and Computershare’s Remuneration Committee. Joe also served on the Public Boards of E*TRADE Financial Corporation and American Management Systems, Inc. Currently, he is a member of the board of directors of Foreside Financial Group LLC.

Because of Joe's operating company experience in the financial services and transaction processing industries, in addition to his activities for LMP, he may from time to time serve as an independent portfolio company board or management member.

Joe earned his M.B.A from Fairleigh Dickinson University and his B.A. in Accounting from the William Paterson University.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Alan Warrick

Advisory Council Member

Alan Warrick

Advisory Council Member

Alan Warrick began as an Advisor* to LMP in 2010. As an independent consultant, Alan works closely with LMP’s investment professionals assisting in deal sourcing, evaluation and due diligence, advising on portfolio company operations and general conditions in the industries in which LMP invests. In addition, he advises on corporate strategies in financial product distribution segment.

Alan has over 30 years of experience in the financial services industry and he recently retired as a Managing Director for Strategic Business Development with AEGON USA. He was formerly the President and Chief Executive Officer of Transamerica Worksite Marketing, a member of the AEGON Group and also served as Managing Director of Corporate Investment and Insurance Services at AEGON. During his 15 year tenure with AEGON, some of Alan’s accomplishments include the establishment of distribution relationships with major national and regional securities brokerage firms, the introduction of AEGON’s insurance products in the Chinese market, and the expansion of AEGON’s employee benefit programs to major mid-market and Fortune 500 companies. Prior to his tenure with AEGON, Alan served in various executive positions with Merrill Lynch.

Because of Alan’s operating company experience in the financial services industry, in addition to his activities on behalf of LMP, he may from time to time serve as a portfolio company board or management member.

Alan is currently a member of the Board of Directors of Transamerica Asset Management Group. He holds a B.A. in economics from the University of Arkansas.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

Don Weinstein

Advisory Council Member

Don Weinstein

Advisory Council Member

Don Weinstein was named as an Advisor* to LMP in 2023, bringing over 30 years of extensive enterprise product, strategy, and technology experience. As an independent consultant, Don will assist LMP in all aspects of investment activity. In particular, he advises on technology and software.

Don most recently served as ADP’s Chief Product and Technology Officer, reinvigorating the product portfolio, driving full go-to-market and commercialization of new products, and leading the company-wide Digital Transformation yielding significant revenue growth and costs savings. He previously served as ADP’s Chief Strategy Officer, guiding the company’s strategic planning, portfolio, and investment prioritization process with full P&L responsibility for ADP’s portfolio of new business ventures. Earlier roles include Chief Product Officer, where Don managed ADP’s global product portfolio supporting the full scope of ADP’s $12 Billion in revenue (at the time), and VP of Strategy and Marketing.

Don received an M.B.A from the Leonard N. Stern School of Business at New York University, an M.S. in Mechanical Engineering from Drexel University, and a B.S. in Mechanical Engineering from Rutgers University.

* Advisory Council Members are independent contractors that are advisors to Lovell Minnick Partners and portfolio companies of Lovell Minnick. They are not employees of Lovell Minnick entities.

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Disclaimer

Lovell Minnick Partners and certain of its sponsored general partners are registered with the Securities and Exchange Commission as investment advisers under the Investment Advisers Act of 1940, as amended. The information provided on this website, including any information regarding Lovell Minnick’s current and historical portfolio investments, is not intended to recommend any investment described herein and is not an offer or sale of any security or investment product or investment advice. Past performance is not a guarantee of future results, and it should not be assumed that results for current and historical portfolio investments will be achieved for other investments. Representative investments are not to be considered a complete list of all investments made in the past, or currently held, by Lovell Minnick funds.

Lovell Minnick provides investment advisory services only to the privately offered Lovell Minnick funds. Lovell Minnick does not solicit or make its services available to the public or other advisory clients.

Terms and Conditions

THE INFORMATION PROVIDED BY LOVELL MINNICK PARTNERS ON THIS SITE IS SUBJECT TO CERTAIN TERMS AND CONDITIONS.

Thank you for visiting Lovell Minnick Partners’ website (the “Website”). By entering and using the Website, you acknowledge and agree to all of the terms and conditions stated herein (“Terms and Conditions”). Lovell Minnick Partners (“LMP”) reserves the right to revise these Terms and Conditions at any time and for any reason, without notice or obligation. Changes will be effective when posted. Your continued use of this Website following any revisions to these Terms and Conditions will mean that you accept and agree to abide by the Terms and Conditions as modified. If you do not agree with any of the terms and conditions contained herein, please do not access or otherwise use the Website. LMP recommends that you periodically revisit this page to review these Terms and Conditions.

Use of Website

This Website is intended to be solely for the purpose of evaluating a potential or existing business relationship with LMP, employment recruiting, and general informational purposes. You agree not to construe any of the content, information, or other materials (including any data, text, images, video or audio) (collectively, the “Content”) contained on or made available through this Website to be, investment, accounting, financial, tax, legal or any other advice. LMP does not solicit or make its services available to the general public. Under no circumstances should any Content on this Website be used or considered as an offer to sell or buy or a solicitation of an offer to sell or buy any security or services of LMP or any other issuer. Offers can only be made where lawful under, and in compliance with, applicable law. Although this Website may include investment-related information, nothing on this Website is a recommendation that you purchase, sell or hold any security or other investment, or that you pursue any investment style or strategy. Furthermore, any transactions listed on this Website are included as representative transactions and are not necessarily reflective of overall performance. LMP makes no representations that transactions, products or services discussed on the Website are available or appropriate for sale or use in all jurisdictions or by all investors. In the United States, LMP operates as an SEC-registered investment adviser.

Loss of Use

In addition to all rights and remedies available to LMP under applicable law, LMP reserves the right, in its sole discretion, to immediately, at any time without notice, suspend or terminate your ability to access or use the Website. LMP reserves the right to withdraw or amend the Website and any Content, in its sole discretion, without notice. LMP shall not be liable if, for any reason, all or any part of the Website or any Content is unavailable at any time or for any period.

Restricted Use of Website Materials

LMP grants you a limited right to access and make personal use of the Website in accordance with these Terms and Conditions. You shall not download or modify the Website, or any portion of it except with the prior express written consent of LMP. If you wish to seek permission for such use of the Website, please contact LMP at the email address below. The right to access and use this website granted herein does not include: any resale or commercial use of the Website or its contents; any derivative use of the Website or its contents; or any use of data mining, robots or similar data gathering or extraction tools or methods. Any unauthorized use terminates the permission granted by LMP hereunder. LMP reserves all other rights.

Although LMP provides the Content accessible on the Website for your personal, non-commercial use, LMP retains ownership of, and all right, title, and interest in and to all property rights, including under U.S. and international copyright law, to, the Website and all Content, including but not limited to non-textual information components, such as graphic images and trade dress, that are part of or incidental to such Content. This means that without the prior express written permission of LMP, you MAY NOT: distribute information from this Website to others; include information from this Website on another website, on a server or computer, or in documents, including but not limited to “mirroring” the information or displaying the information by means of HTML frames or similar means (see the ‘Linking, Posting and Framing’ Section below); or modify or re-use the Content from this Website. LMP reserves all other rights.

Copyrights and Trademark

You acknowledge and agree that LMP is the copyright owner of all Content on the Website or has the permission to use such Content, or in the case of news articles, if any, the news articles are from publicly-available sources. No portion of the Content may be copied or distributed in any manner, or for any purpose, without LMP’s prior express written permission. The compilation of all Content on this Website is the exclusive property of LMP and is protected by U.S. and international copyright laws. All trademarks and logos displayed on this website are the property of their respective owners who may or may not be affiliated with our organisation.

You acknowledge and agree that any name, logo, trademark, or service mark contained on the Website is owned or licensed by LMP and may not be used without the prior express written permission of LMP. You acknowledge and agree that LMP may enforce its intellectual property rights to the full extent of the law. Graphics, charts, information or images of places or people are either property of LMP or used on the Website with permission. Your use of any of these materials is prohibited unless specifically permitted. Any unauthorized use of these materials may subject you to penalties or damages, including but not limited to those related to violation of trademarks, service marks, copyrights, cybersecurity, privacy, and publicity rights under statute or common law.

Linking, Posting and Framing

LMP does not permit others to link to the Website, or “mirror” the information on the Website, or any portion thereof, by means of HTML frames or similar means. Please note that these Terms and Conditions apply only to the Website and not to websites operated by other entities that may be accessible from the Website via hyperlink as a convenience to you (“Third Party Websites”). LMP is responsible only for the Content on this Website. You acknowledge and agree that LMP is not, directly or indirectly, making or implying any approval, association, sponsorship, endorsement, or affiliation with any Third Party Website. Your visiting any Third Party Website is at your own risk. LMP does not make, and hereby disclaims, all representations or warranties of any kind with respect to any Third Party Websites or any such content, information, or materials. LMP encourages you to review the privacy policies and user agreements of all Third Party Websites that you visit.

You agree that you will not link to, post on, or transmit to the Website, any pornographic, obscene, profane, defamatory, libelous, threatening, unlawful, or other material which could constitute or encourage unlawful conduct, be considered a criminal offense, give rise to civil liability, or otherwise violate any law or regulation. Notwithstanding the fact that LMP, or other parties involved in creating, producing, or delivering the Website, may monitor or review any transmissions to or use of the Website, LMP and all such parties assume no responsibility or liability from such monitoring or review, including for claims for defamation, libel, slander, obscenity, pornography, profanity, or misrepresentation.

No Warranty

While LMP makes reasonable efforts to ensure that all Content on the Website is correct, accuracy cannot be guaranteed and LMP makes no representations or warranties as to its accuracy, reliability or completeness.

THIS WEBSITE, AND ALL CONTENT CONTAINED THEREIN AND THEREON, IS PROVIDED “AS IS” WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING, BUT NOT LIMITED TO, ANY IMPLIED WARRANTY OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE OR NON-INFRINGEMENT AND ANY SUCH WARRANTY IS HEREBY DISCLAIMED TO THE FULLEST EXTENT PERMITTED BY LAW. TO THE FULLEST EXTENT PERMITTED BY LAW, LMP ALSO DISCLAIMS ANY WARRANTIES FOR THE SECURITY, RELIABILITY, TIMELINESS, AND PERFORMANCE OF THE WEBSITE.

International Use

This Website is operated and controlled by LMP in the United States. Due to the global nature of the Internet, the Website may be accessed by users in countries other than the United States. LMP makes no warranties that Content on this Website is appropriate or available for use in any jurisdiction. If it is illegal or prohibited in your country of origin to access or use this Website, then you should not do so. Those who choose to access the Website do so on their own initiative and are responsible for compliance with all local laws and regulations.

Limitations of Liability

You acknowledge and agree that your use of this Website is solely at your own risk and that none of LMP, its affiliates, nor any of the parties involved in creating, producing, or delivering the Website is liable for any direct, indirect, incidental, consequential or punitive damages, or any other losses, liabilities, obligations, damages, claims, demands, actions, costs and/or expenses of any kind (including legal fees, expert fees, or other disbursements) which may arise, directly or indirectly, through authorized or unauthorized access to, use of, or browsing of this Website or downloading of any materials, data, text, images, video, audio, or other Content from this Website, including but not limited to anything caused by any omission, interruption, defect, viruses, bugs, human action or inaction or any computer system, phone line, hardware, software, or program malfunctions, or any other errors, failures or delays in computer transmissions or network connections.

Notwithstanding anything to the contrary herein, your sole and exclusive remedy from LMP, its affiliates, or any of the parties involves in creating, producing, or delivering the Website, for any reason relating to the Website or Content is to stop using the Website. In jurisdictions not allowing the exclusion or limitation of incidental or consequential damages, LMP’s and its affiliates’ liability will be limited to the extent permitted by law.

Indemnity

You agree that you will be solely responsible for, and that you will indemnify, and hold LMP, its affiliates, and its and their respective officers, directors, agents, employees, representatives and licensors harmless from and against any and all claims, demands, suits, proceedings, liabilities, judgments, losses, damages, costs or expenses, including reasonable attorney’s fees assessed or incurred by LMP or such affiliates, directly or indirectly, with respect to or arising out of your use or misuse of the Website or the Content or resulting from your violation of these Terms and Conditions. LMP reserves the right, at its own expense, to assume the exclusive defense and control of any matter for which it is entitled to indemnification, but you must still indemnify LMP for all liability, losses, or damages. You agree to provide LMP with whatever cooperation it reasonably requests in connection with any such defense.

User Submissions

You acknowledge and agree that any communication or material you transmit to this Website or to LMP, in any manner or for any reason, will not be treated as confidential or proprietary. Furthermore, you acknowledge and agree that any materials you transmit to LMP may be used by LMP, anywhere, anytime, and for any reason whatsoever, without payment to you. From time to time, LMP receives business plans, and LMP reserves the right to review only those plans that LMP believes fit our criteria for investment. LMP also reserves the right to reject plans in our sole discretion, and LMP is under no obligation to return any information or materials to the sender. LMP expects to receive many similar plans and ideas. Therefore, you understand that your idea may already have been submitted to us or be under consideration by us. LMP is not limited or restricted in any way from pursuing opportunities with others as a result of you providing any information or materials to us.

You agree not to send LMP anything that constitutes a trade secret or confidential or proprietary information. LMP is not in a position to accept such information, nor can LMP agree to obligations of nondisclosure or confidentiality with regard to submitted plans or ideas. You agree that any information or materials that you, or individuals acting on your behalf, provide to LMP will not be considered confidential or proprietary.

Electronic Communications

When you use the Website, or send e-mails or other communications from your desktop or mobile device to LMP, you are communicating with LMP electronically. You consent to receive communications from us electronically. LMP will communicate with you in a variety of ways, such as by e-mail or by posting notices and messages on or through the Website. You agree that all agreements, notices, disclosures, and other communications that LMP provides to you electronically satisfy any legal requirement that such communications be in writing.

Privacy Policy

Please review the Website’s Privacy Policy which governs your visit to this Website in order to understand LMP’s privacy practices.

Severability

If any of these Terms and Conditions are deemed invalid, void, or unenforceable, such term or condition shall be deemed severable and shall not affect the validity or enforceability of the remaining Terms and Conditions, and such invalid, void, or unenforceable term or condition shall be deemed to be replaced by a term or condition that is valid and enforceable and corresponds as close as possible with the intent of the invalid, void, or unenforceable term or condition.

Miscellaneous

You may not assign or otherwise transfer these Terms and Conditions, or any of your rights or obligations hereunder, without LMP’s prior written consent, and any attempted assignment or other transfer in violation of this provision shall be null and void.

Nothing in these Terms and Conditions may be used to construe you and LMP as joint venturers, co-employers, partners, or agents of each other, and neither you nor LMP has the power to obligate or bind the other in any way whatsoever.

The failure of LMP at any time or times to require performance of any provision hereof shall in no manner affect its right at a later time to enforce the same unless the same is waived in writing. No waiver in connection with these Terms and Conditions shall be effective unless it is in writing and signed by the party granting such waiver.

The terms and conditions set forth in these Terms and Conditions, and each agreement included or referred to in these Terms and Conditions, constitutes the final, complete, and exclusive agreement with respect to the subject matter hereof and may not be contradicted, explained, or supplemented by evidence of any prior agreement, any contemporaneous oral agreement, or any inconsistent additional terms.

Governing Law

These Terms and Conditions shall be interpreted and construed in accordance with the laws of the Commonwealth of Pennsylvania. You agree that your use of this Website and any and all claims, controversies, and causes of action arising out of or relating to these Terms and Conditions or this Website, whether sounding in contract, tort, or statute, shall be governed in all respects by the internal laws of the Commonwealth of Pennsylvania, including its statutes of limitations, without giving effect to any laws or other rules that would result in the application of the laws or statutes of limitations of a different jurisdictions. Any dispute relating to the above shall be resolved exclusively in the state or federal courts located in Philadelphia, Pennsylvania. LMP may seek injunctive or other appropriate relief in any state or federal court in the Commonwealth of Pennsylvania, and you consent to exclusive jurisdiction and venue in such courts.

Contact Us

Thank you for visiting our Website. Please contact us at lovellminnickpartners@lmpartners.com if you have any questions about our Website or these Terms and Conditions.

Website Privacy Policy

Thank you for visiting the Lovell Minnick Partners (“LMP”) website. Your privacy is important to LMP and our affiliates (together, ‘our’, ‘us’, or ‘we’). To better protect your privacy, we are providing you information explaining our online information practices.

LMP may change this Privacy Policy from time to time, based upon any changes to the personal information we collect, how we use it, and under what circumstances, if any, we disclose it. If at any point we decide to collect personal information or use any collected information in a manner different from that stated at the time it was collected, and if we make any substantial changes to this Privacy Policy, we will post a prominent announcement on our home page of this website. We will use your personal information only in accordance with this Privacy Policy under which the personal information was collected.

LMP respects the privacy of visitors to our website. This Privacy Policy describes how and when we gather information from visitors to our website. Please read this Privacy Policy carefully. For the purposes of applicable EU laws, LMP will be a data controller of any personal information collected by us.

We rely on various legal bases under applicable data protection legislation in order to process your personal information, including our legitimate interests, contractual necessity and as required by law. We use the personal information we collect to operate our business and provide you with the services and products we offer and perform essential business operations. We do not collect any special categories of personal information about you, nor any information about criminal convictions and offenses.

If we require your personal information due to a legal requirement or obligation or in order to perform a contract with you, we will make you aware of this at the time we collect your personal information, and the possible consequences of you failing to provide such personal information (e.g., we may require your passport details to verify your identity for the purposes of anti-money laundering regulations and failure to provide this information means that we cannot provide our services or products to you). In this case, we may have to cancel an investment or service you have with us but we will notify you if this is the case at the time.

Further information about the legal bases under which we process your personal information is included in the section headed “Why We Use Your Personal Information”.

You do not need to take any action as a result of this Privacy Policy, but you do have certain rights as described below in the section headed “Your Rights”.

Aggregate Data

We generally record certain usage information, such as the number and frequency of visitors to this website. This information may include the websites that you access immediately before and after your visit to our website. If we use such data at all, it will be on an aggregated and anonymised basis, and we will not disclose to third parties any information that could be used to identify you personally.

How We Collect Your Personal Information

If you voluntarily submit information to our website, for example, in a request to receive a LMP newsletter, we may record and use any such personal information. We may collect personal information from you via the “Contact Us” details on our website (including by email, post and telephone), when you submit a message using our website contact form, or when you provide us your details when signing up for our newsletter. The personal information we may collect about you includes your name, name of your employer, address, title, job title, position, telephone number and email address. Information regarding how we process personal information collected on the Investment Café portal (accessed via the “Client Login” page), is set out in the privacy notice available on the Investment Café portal, or alternatively, the privacy notice provided to you when you invest in one of our funds.

We will only use your personal information for reasonable business purposes as set out below (including, but not limited to, fulfilling your requests). We will not use your personal information for any other purposes without your permission.

Information Provided by Third Parties or Publicly Available Sources

We also process information in relation to companies that we are evaluating in connection with a potential investment in or purchase of such companies. This personal information is obtained via third parties (i.e., the company in question). We may also process information provided to us from recruiters or our portfolio companies in connection with evaluating potential employment or resourcing opportunities.

Why We Use Your Personal Information

To the extent that you provide us with, or we otherwise collect, any personal information, through or in connection with this website (i.e., via telephone, email or post), we may use such information for the following purposes and may process your personal data on more than one legal basis depending on the specific purpose:

Purpose Legal Basis

To provide you with the services or financial products you have requested. Contractual necessity

To keep a record of your relationship with us. Legitimate interest and contractual necessity

To verify your identity. Legal requirement and legitimate interest

To conduct due diligence activities in connection with an actual or prospective corporate transaction or investment with respect to which we are party to. Legitimate interest

Fraud and abuse prevention. Legal requirement and legitimate interest

Litigation management and conducting internal audits and investigations. Legal requirement and legitimate interest

To administer and protect our business and this website. Legitimate interest

To send you marketing communications. Consent and legitimate interest

To respond to your contact requests via email, post or telephone. Legitimate interest

No automated decision making, including profiling, is used when processing your personal information.

Marketing

We will only send you direct marketing communications, such as LMP newsletters, where we have obtained your prior consent to do so, or based on our legitimate business interests where we have an existing relationship with you and we wish to contact you about similar services in which you may be interested. You may opt-in to certain kinds of marketing, and amend your marketing preferences at any time (including by unsubscribing), by emailing lovellminnickpartners@lmpartners.com. You can also click on the “opt-out” or “unsubscribe” link provided in all our marketing emails.

Disclosures and Transfers of Personal Information

We may use internet service providers to operate this website and employ other persons to perform work on our behalf. Your personal information will be shared with and processed by our affiliates and certain service providers as necessary to fulfil the purposes set out in this Privacy Policy, including professional advisors, consultants and data hosting providers, and in some instances, placement agents and other fund administrators. These third parties may have access to the personal information you submit through this website, but only for the purpose of performing their duties. These persons may not use your personal information for any other purpose.

We make sure anyone who provides a service to, or for us, enters into an agreement with us and meets our standards for data security. To the extent your personal information is transferred to countries outside of the EEA, such transfers will only be made in accordance with applicable data privacy laws. For further information about the safeguards used, please contact lovellminnickpartners@lmpartners.com.

We will not provide any personal information to any other persons, except if we are required to make disclosures to the government, to comply with a request from a regulator, national security, for the purposes of public importance or any other legal or investigatory process involving us or private parties in connection with a lawsuit, subpoena, investigation, examination or similar proceeding. We reserve the right to disclose any such information in those circumstances. Should we, or any of our affiliated entities, be the subject of a takeover, divestment or acquisition we may disclose your personal information to the new owner of the relevant business and their advisors.

Protection of Personal Information

We endeavor to protect your personal information. We use both robust technical and procedural methods to maintain the integrity and security of our databases so the information we have about you is protected to the extent possible from unauthorized access and improper use, including firewalls. Please be aware, though, that no security measures are perfect or impenetrable. In addition, we limit access to your personal information to those employees, agents, contractors and other third parties who have a business need to know. They will only process your personal data on our instructions and they are subject to a duty of confidentiality.

We have put in place procedures to deal with any suspected personal information breach and will notify you and any applicable regulator of a breach where we are legally required to do so.

We will keep your personal information only for as long as is reasonably necessary for the purposes set out in this Privacy Policy, unless a longer retention period is required by law. We will not keep more information than we need for those purposes. For further information about how long we will keep your personal information, please contact lovellminnickpartners@lmpartners.com.

Capacity

This website is only intended for individuals who are at least 13 years of age. We do not knowingly encourage or solicit visitors to this site who are under the age of 13 or knowingly collect personal information from anyone under the age of 13 without parental consent. If we learn we have collected or received personal information from an individual under the age of 13, we will delete that information.

Your Rights

You have the right to access and control (in certain ways) the personal data we process about you. To exercise these rights and controls, please contact lovellminnickpartners@lmpartners.com.

Your Right Details

Access You have the right to ask for a copy of the personal data that we hold about you free of charge, however we may charge a ‘reasonable fee’, if we think that your request is excessive, to help us cover the costs of locating the information you have requested.

Correction You may notify us of changes to your personal data if it is inaccurate or it needs to be updated.

Deletion If you think that we shouldn’t be holding or processing your personal data any more, you may request that we delete it. Please note that this may not always be possible due to legal obligations.

Restrictions on use If you think that we shouldn’t be holding or processing your personal data any more, you may request that we delete it. Please note that this may not always be possible due to legal obligations.

Objection You have the right to object to processing, including: (i) for direct marketing; (ii) for research or statistical purposes; or (iii) where processing is based on legitimate interests.

Portability If you wish to transfer your personal data to another organisation (and certain conditions are satisfied), you may ask us to do so, and we will send it directly if we have the technical means.

Withdrawal of consent If you previously gave us your consent (by a clear affirmative action) to allow us to process your personal data for a particular purpose, but you no longer wish to consent to us doing so, you can contact us to let us know that you withdraw that consent.

We may need to request specific information from you to help us confirm your identity and ensure your right to exercise the above rights. This is a security measure to ensure that personal data is not disclosed to any person who has no right to receive it. We may also contact you to ask you for further information in relation to your request to speed up our response. We try to respond to all legitimate requests within one month. Occasionally it could take us longer than a month if your request is particularly complex or you have made a number of requests. In this case, we will notify you and keep you updated.

Contact Us

Thank you for visiting this website. Please contact us at lovellminnickpartners@lmpartners.com if you have any questions about this website or this Privacy Policy.

Complaints

If you have any concerns, questions or complaints with respect to our processing of your personal information, please contact us at lovellminnickpartners@lmpartners.com.

You may also lodge a complaint directly with your local data protection authority.

CALIFORNIA WEBSITE PRIVACY POLICY

DATE: December 31, 2019

This California Website Privacy Policy supplements the above Website Privacy Policy with respect to specific rights granted under the California Consumer Privacy Act of 2018 (as amended, the “CCPA”) to natural person California residents and provides information regarding how such California residents can exercise their rights under the CCPA. This supplement is only relevant to you if you are a resident of California as determined in accordance with the CCPA. Information required to be disclosed to California residents under the CCPA regarding the collection of their personal information that is not set forth in this CCPA supplement is otherwise set forth in the above Website Privacy Policy. To the extent there is any conflict with the privacy requirements under the Gramm-Leach-Bliley Act and/or Regulation S-P (“GLB Rights”), GLB Rights shall apply.

What does this Website Privacy Policy apply to?

This Website Privacy Policy applies solely to your interactions with us through our Website (as defined below). If you provide personal information to use through another means (e.g., as an employee or seeking employment, as a client, or as an investor) you will receive a separate privacy notice and that notice will govern that personal information.

What information do we collect about you?

We collect limited types of personal information through our website and investor reporting portals, as well as through other electronic communications (e.g., emails), as applicable (collectively, the “Website”). The types of personal information we collect about you depends on the nature of your interaction with us. The categories of personal information we have collected from individuals on this Website over the last twelve (12) months include the following:

Identifiers, such as name, contact details and address (including physical address, email address and Internet Protocol address);
Other customer records, such as telephone number and personal information provided in connection with obtaining account access;
Commercial information, such as account data;
Professional or employment-related information;
Education information;
Internet or other electronic network activity information, such as information regarding your use of our Website (e.g., cookies, browsing history and/or search history), as well as information you provide to us when you correspond with us in relation to inquiries. The browsing and/or search history information may include the websites that you access immediately before and after your visit to our website. If we use such data at all, it will be on an aggregated and anonymised basis.

We do not knowingly collect or solicit personal information from anyone under the age of 18.

How do we obtain your personal information?

In connection with forming and operating our Website, we collect and maintain your nonpublic personal information from the following sources:

Information from your communications with us in connection with this Website, including any update notices provided by you.
Information captured on our Website, including registration information, information provided through online forms and any information captured via cookies.

We may combine personal information that you provide to us with information that we collect from or about you from publicly available sources. This will include information collected in an online or offline context.

How do we use your personal information?

We will use your personal information for one or more of the following business purposes:

To perform services for you.
To improve our Website and the products and services that we offer and notify you about changes to our products and services.
To communicate with you, including responding to requests for information submitted by you through our Website.
To keep a record of your relationship with us.
Ongoing operations, administrative, accounting, reporting, account maintenance and other processes.
To audit and verify the quality and effectiveness of our services and compliance.
To detect security incidents and to protect against malicious, deceptive, fraudulent, or illegal activity.
To generally comply with U.S., state, local and non-U.S. laws, rules and regulations.

Additionally, we may use your personal information to keep you informed of our products and services, if you have provided your consent to us doing so, or where we have an existing relationship with you and we wish to contact you about products and services similar to those which we provide you, in which you may be interested. You may opt-in to certain kinds of marketing, or all forms of marketing at any time, by contacting us and you may unsubscribe to receiving emails by clicking on the "opt-out" or "unsubscribe" link provided in all our marketing emails.

Who do we share your personal information with?

We do not sell any of the personal information we collect about you to third parties.

We do not disclose any nonpublic personal information about you to anyone, except as permitted or required by law or regulation and to affiliates and service providers, including but not limited to administrators, advisors, lenders, banks, auditors, law firms, governmental agencies or pursuant to legal process, self-regulatory organizations, consultants and placement agents. We may also disclose your information to other parties as may be required by law or regulation, in response to regulatory inquiries, or upon your request.

Within the last twelve (12) months, we have shared each of the categories of personal information collected in connection with this website with affiliates and service providers as set forth above in “What information do we collect about you?”

We may also share your personal information with applicable third parties in the event of a reorganization, merger, sale, acquisition, assignment, bankruptcy proceeding, or other disposition of all or a portion of our business, assets or shares.

How do we keep your personal information secure?

We consider the protection of sensitive information to be a sound business practice, and to that end we employ appropriate organizational, physical, technical and procedural safeguards, which seek to protect your personal information in our possession or under our control to the extent possible from unauthorized access and improper use.

Your rights under the CCPA

Deletion Rights: You have the right to request that we delete any of your personal information that we retain, subject to certain statutory exceptions, including, but not limited to, our compliance with U.S., state, local and non-U.S. laws, rules and regulations. We will notify you in writing if we cannot comply with a specific request and provide an explanation of the reasons.

Disclosure and Access Rights: You have the right to request that we disclose to you certain information regarding our collection and use of personal information specific to you over the last twelve (12) months. Such information includes:

the categories of personal information we collected about you;
the categories of sources from which the personal information is collected;
our business or commercial purpose for collecting such personal information;
the categories of third parties with whom we share the personal information;
the specific pieces of personal information we have collected about you; and
whether we disclosed your personal information to a third party, and, if yes, the categories of personal information that each recipient obtained.

No Discrimination: We will not discriminate against you for exercising your rights under the CCPA, including by denying service, suggesting that you will receive, or charging, different rates for services or suggesting that you will receive, or providing, a different level or quality of service to you.

How to Exercise Your Rights: To exercise any of your rights under the CCPA, or to access this notice in an alternative format, please submit a request on your behalf using any of the methods set forth in the Contact us section below.

Contact us

For any requests relating to the exercise of your rights under the CCPA, or questions regarding our processing of your personal information, please submit or have your authorized representative submit a request using any of the methods set forth below.

Call us using the following toll-free number: 844-250-5175.

Submit a request online using the following online form: www.lmparners.com/ccpa.

Email us at the following email address: lovellminnickpartners@lmpartners.com.

We will contact you to confirm receipt of your request under the CCPA and request any additional information necessary to verify your request. We verify requests by matching information provided in connection with your request to information contained in our records. Depending on the sensitivity of the request and the varying levels of risk in responding to such requests (for example, the risk of responding to fraudulent or malicious requests), we may request further information or your investor portal access credentials, if applicable, in order to verify your request. You may designate an authorized agent to make a request under the CCPA on your behalf, provided that you provide a signed agreement verifying such authorized agent’s authority to make requests on your behalf, and we may verify such authorized person’s identity using the procedures above.

Our goal is to respond to any verifiable consumer request within forty-five (45) days of our receipt of such request, but in certain cases, additional time might be required. Please contact the Chief Compliance Officer of Lovell Minnick Partners LLC at the email address above with any questions about this California Website Privacy Policy.

EU SFDR Disclosure

Firm-level disclosures required under Regulation 2019/2088 on sustainability-related disclosures in the financial services sector dated 27 November 2019, as amended (“SFDR”)

Transparency of sustainability risk policies

Lovell Minnick seeks to integrate environmental, social and governance (“ESG”) factors, including sustainability risks, where relevant, into its investment processes, investment decisions and portfolio monitoring through the application of its ESG Policy and related procedures. Lovell Minnick evaluates material ESG risks, mitigating factors and opportunities applicable for the asset type (and the industry as a whole), which may include corporate governance, data privacy, ethics, anti-bribery and corruption, diversity and employee retention. When evaluating investment opportunities, Lovell Minnick also considers whether there are serious ESG or reputational concerns with regard to prospective portfolio companies or other assets.

Lovell Minnick may engage third party ESG consultants to conduct ESG due diligence on each potential portfolio company, pre-acquisition, to identify any material ESG-related risks and to provide recommendations for how to mitigate those risks during ownership. These recommendations are intended to guide Lovell Minnick’s consideration of material ESG risks when making portfolio investments.

Lovell Minnick supports the American Investment Council (“AIC”) Guidelines for Responsible Investing and strives to align with the principles that it contains.

More information on Lovell Minick’s ESG Policy can be found at https://www.lmpartners.com/documents/ESG_Policy_vF_1-2022.pdf

Transparency of Principal Adverse Sustainability Impacts

Lovell Minnick has considered, and continues to consider, environmental, social and governance (“ESG”) factors in its investment process but it does not consider principal adverse impacts of investment decisions on sustainability factors as specifically set out in the SFDR. Lovell Minnick has chosen not to do so for the present time as it considers that its existing ESG Policy and procedures are appropriate, proportional and tailored to the investment strategies of the funds managed by Lovell Minnick. Lovell Minnick continues to closely monitor regulatory developments with respect to the SFDR and other applicable ESG-focused laws and regulations, including the implementation of related and secondary legislation and regulatory guidance, and will, where required or otherwise appropriate, make changes to its existing policies and procedures.